National Planning Corporation’s First Trust Dorsey Wright Dynamic Focus 5 ETF FVC Stock Holding History

National Planning Corporation’s Portfolio FVC Stock Details FVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-9,384	Closed	-$229K	–	240
2017 Q3	$229K	Buy	9,384 +14	+0.1%	+$331	0.02%	591
2017 Q2	$217K	Buy	+9,370	New	+$214K	0.02%	648
2017 Q1	–	Sell	-51,594	Closed	-$1.14M	–	713
2016 Q4	$1.14M	Sell	51,594 -1,046	-2%	-$22.2K	0.09%	214
2016 Q3	$1.08M	Sell	52,640 -8,091	-13%	-$172K	0.09%	220
2016 Q2	$1.28M	Sell	60,731 -3,599	-6%	-$73.5K	0.1%	206
2016 Q1	$1.31M	Buy	+64,330	New	+$1.29M	0.11%	185

Other funds holding FVC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

National Planning Corporation's FVC Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) in Q4 2017, closing a stake of 9,384 shares — an estimated $229K sold.

National Planning Corporation first reported a position in FVC in Q1 2016 and held it in 6 quarters. The position peaked at $1.31M in Q1 2016. 41 funds tracked by Wall St. Rank hold FVC as of Q4 2017.

National Planning Corporation reported no remaining First Trust Dorsey Wright Dynamic Focus 5 ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 9,384 First Trust Dorsey Wright Dynamic Focus 5 ETF shares in Q4 2017, an estimated $229K.
National Planning Corporation first reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF in Q1 2016 and held it in 6 quarters.
National Planning Corporation's First Trust Dorsey Wright Dynamic Focus 5 ETF position peaked at $1.31M in Q1 2016.
41 funds tracked by Wall St. Rank held First Trust Dorsey Wright Dynamic Focus 5 ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.