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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

44 hedge funds and large institutions have $215M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2017 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

16% more funds holding

Funds holding: 38 → 44 (+6)

11% more capital invested

Capital invested by funds: $194M → $215M (+$21M)

6.51% less ownership

Funds ownership: 73.51% → 67% (-6.5%)

Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
17
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$11.5M
2
Morgan Stanley
Morgan Stanley
New York
+$3.06M
3
MML Investors Services
MML Investors Services
Massachusetts
+$2.42M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.39M
5
MIAN
Mariner Independent Advisor Network
Kansas
+$1.17M

Top Sellers

1
AG
Advisor Group
Arizona
-$3.52M
2
UBS Group
UBS Group
Switzerland
-$2.08M
3
Bank of America
Bank of America
North Carolina
-$1.39M
4
FWM
Frontier Wealth Management
Missouri
-$481K
5
LPL Financial
LPL Financial
California
-$317K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$60.5M -$2.08M -90,894 -3%
Morgan Stanley
2
Morgan Stanley
New York
$27.8M +$3.06M +133,704 +13%
LPL Financial
3
LPL Financial
California
$27.2M -$317K -13,842 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$18.6M +$383K +16,765 +2%
Bank of America
5
Bank of America
North Carolina
$18.2M -$1.39M -60,595 -7%
Wells Fargo
6
Wells Fargo
California
$11.7M +$11.5M +501,963 +10,912%
AG
7
Advisor Group
Arizona
$8.14M -$3.52M -153,846 -30%
SPC
8
Sigma Planning Corp
Michigan
$6.28M +$317K +13,862 +5%
PAG
9
Private Advisor Group
New Jersey
$4M -$127K -5,559 -3%
RJA
10
Raymond James & Associates
Florida
$3.94M +$468K +20,459 +14%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$2.84M +$180K +7,852 +7%
MML Investors Services
12
MML Investors Services
Massachusetts
$2.45M +$2.42M +105,906 New
GWM
13
Geneos Wealth Management
Colorado
$2.37M +$220K +9,617 +10%
CCB
14
Cutter & Co Brokerage
Missouri
$2.36M +$133K +5,825 +6%
PFS
15
Prospera Financial Services
Texas
$2.24M +$57.7K +2,521 +3%
IH
16
IFC Holdings
Florida
$2.06M +$1.13M +49,391 +124%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.8M +$194K +8,498 +12%
DADC
18
D.A. Davidson & Co
Montana
$1.65M +$49.8K +2,178 +3%
RAM
19
Riggs Asset Management
Pennsylvania
$1.5M +$1.51K +66 +0.1%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.4M +$1.39M +60,562 New
Baird Financial Group
21
Baird Financial Group
Wisconsin
$1.4M -$176K -7,714 -11%
CA
22
Cetera Advisors
Colorado
$1.25M +$214K +9,348 +21%
MIAN
23
Mariner Independent Advisor Network
Kansas
$1.18M +$1.17M +51,080 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$732K +$15.3K +667 +2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$664K -$77.8K -3,401 -11%
1
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FVC Hedge Fund Activity: Q2 2017 in Review

44 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q2 2017, worth a combined $215M — up 11% from $194M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FVC positions and 4 closed out — a net gain of 6 holders — while 17 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.5M. The largest seller was Advisor Group, cutting an estimated $3.52M.

  • 44 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q2 2017, up from 38 in Q1 2017.
  • Funds reported $215M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q2 2017, up 11% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q2 2017 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q2 2017 was Wells Fargo, an estimated $11.5M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q2 2017 was Advisor Group, an estimated $3.52M sold.

Based on aggregated 13F filings for Q2 2017.