We are live on ! Find out more
FVC icon

First Trust Dorsey Wright Dynamic Focus 5 ETF

54 hedge funds and large institutions have $134M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 5754 (-3)

8.09% less ownership

Funds ownership: 73.18%65.08% (-8.1%)

28% less capital invested

Capital invested by funds: $186M → $134M (-$52.1M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

81% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 31

Holders
54
Holders Change
-3
Holders Change %
-5.26%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
31
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.6M -$2.97M -89,962 -6%
LPL Financial
2
LPL Financial
California
$19.2M -$2.55M -77,219 -11%
UBS Group
3
UBS Group
Switzerland
$10.4M -$7.58M -229,444 -41%
Wells Fargo
4
Wells Fargo
California
$7.59M -$178K -5,381 -2%
Bank of America
5
Bank of America
North Carolina
$6.85M +$223K +6,758 +3%
PAG
6
Private Advisor Group
New Jersey
$5.13M -$1.4M -42,520 -21%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$4.99M -$525K -15,891 -9%
Mariner
8
Mariner
Kansas
$4.31M -$9.83M -297,797 -68%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.18M -$4.39K -133 -0.1%
AI
10
Atria Investments
North Carolina
$3.9M -$9.83M -297,839 -71%
PFS
11
Prospera Financial Services
Texas
$3.34M -$33K -999 -0.9%
RJA
12
Raymond James & Associates
Florida
$2.89M -$167K -5,071 -5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.57M -$562K -17,026 -17%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.54M -$2.89M -87,619 -52%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.14M -$2.11M -63,884 -48%
Jane Street
16
Jane Street
New York
$1.19M +$1.25M +37,905 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$981K -$120K -3,628 -10%
OIA
18
OneDigital Investment Advisors
Kansas
$905K -$18.5K -561 -2%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$856K -$380K -11,512 -30%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$816K -$192K -5,816 -18%
OC
21
Oppenheimer & Co
New York
$771K +$17.6K +533 +2%
TWC
22
TD Waterhouse Canada
Ontario, Canada
$690K
GWM
23
Geneos Wealth Management
Colorado
$665K -$34.9K -1,057 -5%
KAS
24
Kestra Advisory Services
Texas
$564K -$15.7K -475 -3%
KFGK
25
Keystone Financial Group (Kentucky)
Kentucky
$531K -$7.86K -238 -1%

FVC Hedge Fund Activity: Q3 2023 in Review

54 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2023, worth a combined $134M — down 28% from $186M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FVC and 5 opened new positions — a net loss of 3 holders — while 31 trimmed existing stakes and 6 added.

The largest buyer was Jane Street, opening a new position worth an estimated $1.25M. The largest seller was Atria Investments, cutting an estimated $9.83M.

  • 54 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2023, down from 57 in Q2 2023.
  • Funds reported $134M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2023, down 28% quarter-over-quarter.
  • 5 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2023 and 8 closed out, a net change of -3 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2023 was Jane Street, an estimated $1.25M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2023 was Atria Investments, an estimated $9.83M sold.

Based on aggregated 13F filings for Q3 2023.