We are live on ! Find out more
FVC icon

First Trust Dorsey Wright Dynamic Focus 5 ETF

57 hedge funds and large institutions have $324M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.74% less ownership

Funds ownership: 69.93%69.18% (-0.74%)

8% less funds holding

Funds holding: 6257 (-5)

10% less capital invested

Capital invested by funds: $361M → $324M (-$36.8M)

25% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 28

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
21
Reduced
28
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$52.1M -$4.8M -179,314 -8%
Morgan Stanley
2
Morgan Stanley
New York
$51.4M +$1.18M +43,974 +2%
LPL Financial
3
LPL Financial
California
$34.1M -$4.41M -164,876 -11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$31.2M -$12.4M -463,678 -28%
RJA
5
Raymond James & Associates
Florida
$29.1M +$3.62M +135,338 +14%
AI
6
Atria Investments
North Carolina
$15.1M +$374K +13,967 +3%
Wells Fargo
7
Wells Fargo
California
$12.6M -$235K -8,761 -2%
BTS
8
BB&T Securities
Virginia
$10.4M +$9.61K +359 +0.1%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$8.27M +$12K +450 +0.1%
SPC
10
Sigma Planning Corp
Michigan
$7.26M -$3.36M -125,634 -31%
Bank of America
11
Bank of America
North Carolina
$6.42M -$8.2M -306,193 -56%
PAG
12
Private Advisor Group
New Jersey
$5.95M -$434K -16,226 -7%
OIA
13
OneDigital Investment Advisors
Kansas
$5.09M -$228K -8,536 -4%
AG
14
Advisor Group
Arizona
$4.55M -$67.1K -2,507 -1%
IA
15
IFG Advisory
Georgia
$4.29M +$4.35M +162,410 New
PFS
16
Prospera Financial Services
Texas
$4.2M -$50.2K -1,876 -1%
KFGK
17
Keystone Financial Group (Kentucky)
Kentucky
$3.77M -$89.9K -3,358 -2%
CFD
18
Creative Financial Designs
Indiana
$2.83M -$286K -10,680 -9%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$2.8M +$13.8K +515 +0.5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.57M +$120K +4,482 +5%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$2.56M +$1.7M +63,687 +194%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2.48M -$4.15M -154,969 -62%
AWM
23
Affinity Wealth Management
Delaware
$2.08M +$2.11M +78,800 New
GWM
24
Geneos Wealth Management
Colorado
$1.92M +$52.2K +1,951 +3%
Stifel Financial
25
Stifel Financial
Missouri
$1.92M +$33.8K +1,261 +2%

FVC Hedge Fund Activity: Q3 2019 in Review

57 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2019, worth a combined $324M — down 10% from $361M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FVC and 5 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 21 added.

The largest buyer was IFG Advisory, opening a new position worth an estimated $4.35M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $12.4M.

  • 57 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2019, down from 62 in Q2 2019.
  • Funds reported $324M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2019, down 10% quarter-over-quarter.
  • 5 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2019 and 10 closed out, a net change of -5 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2019 was IFG Advisory, an estimated $4.35M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2019 was Raymond James Financial Services Advisors, an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2019.