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First Trust Dorsey Wright Dynamic Focus 5 ETF

33 hedge funds and large institutions have $174M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 5

60% more capital invested

Capital invested by funds: $108M → $174M (+$65.2M)

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

3% more funds holding

Funds holding: 3233 (+1)

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
20
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$57.4M +$24.7M +1,165,289 +77%
LPL Financial
2
LPL Financial
California
$20.8M +$7.38M +347,857 +55%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$17.5M +$105K +4,958 +0.6%
Bank of America
4
Bank of America
North Carolina
$16.2M +$6.39M +301,040 +66%
Morgan Stanley
5
Morgan Stanley
New York
$14M +$4.09M +192,898 +42%
AG
6
Advisor Group
Arizona
$13.2M +$11.8M +554,110 +856%
SPC
7
Sigma Planning Corp
Michigan
$5.61M +$68.5K +3,230 +1%
PAG
8
Private Advisor Group
New Jersey
$3.34M +$499K +23,502 +17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.71M +$359K +16,934 +15%
Jane Street
10
Jane Street
New York
$2.54M +$580K +27,344 +30%
RJA
11
Raymond James & Associates
Florida
$2.2M +$1.21M +56,807 +123%
PFS
12
Prospera Financial Services
Texas
$1.81M +$169K +7,975 +10%
MFS
13
MSI Financial Services
Massachusetts
$1.7M +$1.5M +70,861 +816%
CA
14
Cetera Advisors
Colorado
$1.6M +$367K +17,294 +30%
GWM
15
Geneos Wealth Management
Colorado
$1.55M +$27.5K +1,294 +2%
RAM
16
Riggs Asset Management
Pennsylvania
$1.52M +$40.5K +1,911 +3%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.35M +$1.34M +63,369 New
FWM
18
Frontier Wealth Management
Missouri
$1.32M +$1.31M +61,673 New
DADC
19
D.A. Davidson & Co
Montana
$1.2M -$6.36K -300 -0.5%
NPC
20
National Planning Corporation
California
$1.08M -$172K -8,091 -13%
MIAN
21
Mariner Independent Advisor Network
Kansas
$975K +$970K +45,707 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$949K +$379K +17,866 +67%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$799K -$42.2K -1,991 -5%
JIP
24
Jaffetilchin Investment Partners
Florida
$590K +$587K +27,655 New
SWP
25
Stratos Wealth Partners
Ohio
$518K +$278K +13,106 +118%

FVC Hedge Fund Activity: Q3 2016 in Review

33 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2016, worth a combined $174M — up 60% from $108M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FVC positions and 5 closed out — a net gain of 2 holders — while 20 added to existing stakes and 5 trimmed.

The largest buyer was UBS Group, adding an estimated $24.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $945K sold.

  • 33 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2016, up from 32 in Q2 2016.
  • Funds reported $174M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2016, up 60% quarter-over-quarter.
  • 7 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2016 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2016 was UBS Group, an estimated $24.7M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2016 was Citadel Advisors, an estimated $945K sold.

Based on aggregated 13F filings for Q3 2016.