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First Trust Dorsey Wright Dynamic Focus 5 ETF

61 hedge funds and large institutions have $334M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 35 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

7% more funds holding

Funds holding: 5761 (+4)

5.81% more ownership

Funds ownership: 69.18%75% (+5.8%)

3% more capital invested

Capital invested by funds: $324M → $334M (+$9.23M)

69% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 35

Holders
61
Holders Change
+4
Holders Change %
+7.02%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
11
Reduced
35
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.8M -$2.86M -106,358 -5%
UBS Group
2
UBS Group
Switzerland
$48.5M -$5.81M -216,220 -11%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$33.7M +$1.13M +41,954 +4%
LPL Financial
4
LPL Financial
California
$32.3M -$3.33M -123,859 -10%
RJA
5
Raymond James & Associates
Florida
$28.2M -$2.15M -80,159 -7%
CAS
6
Cascadia Advisory Services
Oregon
$16.1M +$15.7M +583,403 New
AI
7
Atria Investments
North Carolina
$15.2M -$582K -21,673 -4%
Truist Financial
8
Truist Financial
North Carolina
$11.6M +$11.3M +419,713 New
Wells Fargo
9
Wells Fargo
California
$9.15M -$3.87M -144,216 -30%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$8.28M -$410K -15,252 -5%
SPC
11
Sigma Planning Corp
Michigan
$6.98M -$593K -22,102 -8%
Bank of America
12
Bank of America
North Carolina
$6.38M -$322K -11,985 -5%
PAG
13
Private Advisor Group
New Jersey
$5.97M -$240K -8,946 -4%
OIA
14
OneDigital Investment Advisors
Kansas
$5M -$314K -11,692 -6%
AG
15
Advisor Group
Arizona
$4.86M +$98.4K +3,666 +2%
IA
16
IFG Advisory
Georgia
$4.28M -$200K -7,437 -5%
PFS
17
Prospera Financial Services
Texas
$4.25M -$134K -4,986 -3%
KFGK
18
Keystone Financial Group (Kentucky)
Kentucky
$4.07M +$125K +4,646 +3%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$3.12M +$189K +7,034 +7%
CFD
20
Creative Financial Designs
Indiana
$2.76M -$277K -10,312 -9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.75M +$61.6K +2,293 +2%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$2.63M -$32K -1,191 -1%
Jane Street
23
Jane Street
New York
$2.52M +$1.36M +50,730 +126%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$2.17M -$409K -15,215 -16%
Stifel Financial
25
Stifel Financial
Missouri
$2.02M +$12.5K +467 +0.6%

FVC Hedge Fund Activity: Q4 2019 in Review

61 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2019, worth a combined $334M — up 2.8% from $324M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FVC positions and 5 closed out — a net gain of 5 holders — while 11 added to existing stakes and 35 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $11.3M. The largest seller was UBS Group, cutting an estimated $5.81M.

  • 61 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2019, up from 57 in Q3 2019.
  • Funds reported $334M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2019, up 2.8% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2019 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2019 was Truist Financial, an estimated $11.3M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2019 was UBS Group, an estimated $5.81M sold.

Based on aggregated 13F filings for Q4 2019.