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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

54 hedge funds and large institutions have $136M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2023 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11.66% more ownership

Funds ownership: 65.08% → 76.74% (+12%)

2% more capital invested

Capital invested by funds: $134M → $136M (+$2.25M)

0% more funds holding

Funds holding: 54 → 54 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

40% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 25

Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFS
Prospera Financial Services
Texas
+$9.85M
2
Morgan Stanley
Morgan Stanley
New York
+$4.49M
3
TWC
TD Waterhouse Canada
Ontario, Canada
+$1.98M
4
NB
NBT Bank
New York
+$539K
5
EPA
Element Pointe Advisors
Florida
+$245K

Top Sellers

1
LPL Financial
LPL Financial
California
-$7.7M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.28M
3
PAG
Private Advisor Group
New Jersey
-$2.27M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.27M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.1M +$4.49M +142,825 +11%
PFS
2
Prospera Financial Services
Texas
$13.8M +$9.85M +313,665 +294%
LPL Financial
3
LPL Financial
California
$12M -$7.7M -245,080 -40%
UBS Group
4
UBS Group
Switzerland
$9.69M -$1.18M -37,411 -11%
Wells Fargo
5
Wells Fargo
California
$7.36M -$551K -17,544 -7%
Bank of America
6
Bank of America
North Carolina
$6.47M -$658K -20,955 -10%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$5.11M -$98.2K -3,125 -2%
Mariner
8
Mariner
Kansas
$4.57M +$60.5K +1,925 +1%
AI
9
Atria Investments
North Carolina
$4.14M +$65.2K +2,076 +2%
PAG
10
Private Advisor Group
New Jersey
$3M -$2.27M -72,364 -44%
TWC
11
TD Waterhouse Canada
Ontario, Canada
$2.86M +$1.98M +63,040 +286%
RJA
12
Raymond James & Associates
Florida
$2.6M -$402K -12,797 -14%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.99M -$2.28M -72,683 -54%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.5M -$703K -22,391 -33%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.4M -$1.2M -38,240 -47%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.36M -$1.27M -40,552 -50%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$980K -$43.6K -1,388 -4%
OIA
18
OneDigital Investment Advisors
Kansas
$947K +$503 +16 +0.1%
OC
19
Oppenheimer & Co
New York
$811K +$4.74K +151 +0.6%
GWM
20
Geneos Wealth Management
Colorado
$632K -$60.3K -1,920 -9%
NB
21
NBT Bank
New York
$562K +$539K +17,161 New
KAS
22
Kestra Advisory Services
Texas
$538K -$49.4K -1,572 -9%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$529K -$351K -11,177 -41%
PWA
24
PCG Wealth Advisors
Kansas
$505K -$15.4K -490 -3%
TWM
25
Trueblood Wealth Management
Ohio
$499K +$479K +15,233 New
1
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FVC Hedge Fund Activity: Q4 2023 in Review

54 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2023, worth a combined $136M — up 1.7% from $134M a quarter earlier.

Fund positioning in FVC was balanced in Q4 2023: 6 funds opened new positions, 6 closed out, 15 added to existing stakes and 25 trimmed.

The largest buyer was Prospera Financial Services, adding an estimated $9.85M. The largest seller was LPL Financial, cutting an estimated $7.7M.

  • 54 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2023, unchanged from Q3 2023.
  • Funds reported $136M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2023, up 1.7% quarter-over-quarter.
  • 6 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2023 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2023 was Prospera Financial Services, an estimated $9.85M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2023 was LPL Financial, an estimated $7.7M sold.

Based on aggregated 13F filings for Q4 2023.