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First Trust Dorsey Wright Dynamic Focus 5 ETF

46 hedge funds and large institutions have $140M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 27 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

10% more funds holding

Funds holding: 4246 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.38% less ownership

Funds ownership: 67.76%63.38% (-4.4%)

8% less capital invested

Capital invested by funds: $152M → $140M (-$12.2M)

78% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 27

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
6
Reduced
27
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$26.3M -$2.57M -89,472 -10%
UBS Group
2
UBS Group
Switzerland
$25.5M -$1.58M -54,914 -6%
Morgan Stanley
3
Morgan Stanley
New York
$23.4M -$4.4M -153,011 -17%
RJA
4
Raymond James & Associates
Florida
$7.02M -$4.33M -150,485 -40%
CG
5
Clarus Group
Texas
$6.5M +$5.43M +188,734 New
PFS
6
Prospera Financial Services
Texas
$4.55M +$4.19M +145,713 +16,190%
IA
7
IFG Advisory
Georgia
$4.12M -$128K -4,448 -3%
Bank of America
8
Bank of America
North Carolina
$4.05M -$412K -14,337 -10%
Wells Fargo
9
Wells Fargo
California
$3.91M -$2.64M -91,719 -42%
AI
10
Atria Investments
North Carolina
$3.11M -$5.14M -178,925 -64%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.81M -$395K -13,748 -13%
PAG
12
Private Advisor Group
New Jersey
$2.75M -$745K -25,900 -23%
CFD
13
Creative Financial Designs
Indiana
$2.49M -$267K -9,285 -10%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.17M -$8.81M -306,542 -81%
KAS
15
Kestra Advisory Services
Texas
$1.62M +$991K +34,464 +196%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.55M -$7.99K -278 -0.6%
OIA
17
OneDigital Investment Advisors
Kansas
$1.49M -$331K -11,525 -19%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.42M -$24.9K -865 -2%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.35M +$4.86K +169 +0.4%
MML Investors Services
20
MML Investors Services
Massachusetts
$1.34M +$10.3K +359 +0.8%
GWM
21
Geneos Wealth Management
Colorado
$1.34M -$602K -20,938 -35%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$1.31M -$124K -4,312 -9%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$1.17M +$1.08M +37,541 New
KFGK
24
Keystone Financial Group (Kentucky)
Kentucky
$1.13M -$321K -11,170 -24%
Citadel Advisors
25
Citadel Advisors
Florida
$1.05M +$977K +33,970 New

FVC Hedge Fund Activity: Q4 2020 in Review

46 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2020, worth a combined $140M — down 8.1% from $152M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FVC positions and 2 closed out — a net gain of 6 holders — while 6 added to existing stakes and 27 trimmed.

The largest buyer was Prospera Financial Services, adding an estimated $4.19M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $8.81M.

  • 46 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2020, up from 42 in Q3 2020.
  • Funds reported $140M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2020, down 8.1% quarter-over-quarter.
  • 8 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2020 and 2 closed out, a net change of +6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2020 was Prospera Financial Services, an estimated $4.19M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.81M sold.

Based on aggregated 13F filings for Q4 2020.