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First Trust Dorsey Wright Dynamic Focus 5 ETF

52 hedge funds and large institutions have $171M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% less funds holding

Funds holding: 6152 (-9)

16.11% less ownership

Funds ownership: 75%58.89% (-16%)

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

49% less capital invested

Capital invested by funds: $334M → $171M (-$162M)

66% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 29

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
52
Holders Change
-9
Holders Change %
-14.75%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
10
Reduced
29
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.7M -$8.96M -337,491 -18%
UBS Group
2
UBS Group
Switzerland
$33M -$7.59M -285,908 -16%
RJA
3
Raymond James & Associates
Florida
$25.5M +$2.96M +111,440 +11%
LPL Financial
4
LPL Financial
California
$22.8M -$4.12M -155,080 -13%
Wells Fargo
5
Wells Fargo
California
$6.66M -$926K -34,886 -11%
PAG
6
Private Advisor Group
New Jersey
$4.54M -$377K -14,212 -7%
Bank of America
7
Bank of America
North Carolina
$4.02M -$1.39M -52,204 -23%
Osaic Holdings
8
Osaic Holdings
Arizona
$3.55M +$4.19M +157,827 New
KFGK
9
Keystone Financial Group (Kentucky)
Kentucky
$3.33M +$15K +565 +0.4%
PFS
10
Prospera Financial Services
Texas
$3.32M -$166K -6,249 -4%
IA
11
IFG Advisory
Georgia
$3M -$575K -21,673 -14%
OIA
12
OneDigital Investment Advisors
Kansas
$2.99M -$1.27M -47,857 -26%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$2.28M -$302K -11,374 -10%
CFD
14
Creative Financial Designs
Indiana
$2.25M +$28.9K +1,090 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.93M -$358K -13,499 -14%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.48M -$780K -29,398 -31%
GWM
17
Geneos Wealth Management
Colorado
$1.44M -$170K -6,403 -9%
Citadel Advisors
18
Citadel Advisors
Florida
$1.32M +$822K +30,967 +110%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.31M -$538K -20,261 -26%
AI
20
Atria Investments
North Carolina
$1.23M -$13.1M -494,028 -90%
DADC
21
D.A. Davidson & Co
Montana
$1.06M -$240K -9,050 -16%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.03M -$467K -17,588 -28%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$984K +$184K +6,919 +19%
CCB
24
Cutter & Co Brokerage
Missouri
$821K -$24.4K -918 -2%
Jane Street
25
Jane Street
New York
$689K -$1.6M -60,418 -66%

FVC Hedge Fund Activity: Q1 2020 in Review

52 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q1 2020, worth a combined $171M — down 49% from $334M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FVC and 7 opened new positions — a net loss of 6 holders — while 29 trimmed existing stakes and 10 added.

The largest buyer was Raymond James & Associates, adding an estimated $2.96M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $33.7M sold.

  • 52 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q1 2020, down from 61 in Q4 2019.
  • Funds reported $171M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q1 2020, down 49% quarter-over-quarter.
  • 7 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q1 2020 and 13 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q1 2020 was Raymond James & Associates, an estimated $2.96M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $33.7M sold.

Based on aggregated 13F filings for Q1 2020.