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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

42 hedge funds and large institutions have $152M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 25 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4.97% less ownership

Funds ownership: 72.74% → 67.76% (-5%)

11% less capital invested

Capital invested by funds: $171M → $152M (-$19.6M)

13% less funds holding

Funds holding: 48 → 42 (-6)

68% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 25

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
42
Holders Change
-6
Holders Change %
-12.5%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
8
Reduced
25
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.11M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$838K
3
Wells Fargo
Wells Fargo
California
+$295K
4
IA
IFG Advisory
Georgia
+$81.7K
5
CFD
Creative Financial Designs
Indiana
+$58.8K

Top Sellers

1
AI
Atria Investments
North Carolina
-$8.17M
2
UBS Group
UBS Group
Switzerland
-$4.99M
3
PFS
Prospera Financial Services
Texas
-$3.87M
4
CAS
Cascadia Advisory Services
Oregon
-$3.63M
5
RJA
Raymond James & Associates
Florida
-$1.81M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$24.5M -$1.79M -68,580 -7%
Morgan Stanley
2
Morgan Stanley
New York
$23.7M -$742K -28,393 -3%
UBS Group
3
UBS Group
Switzerland
$23M -$4.99M -190,819 -18%
CAS
4
Cascadia Advisory Services
Oregon
$12.6M -$3.63M -138,919 -22%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.87M -$337K -12,899 -3%
RJA
6
Raymond James & Associates
Florida
$9.86M -$1.81M -69,411 -16%
AI
7
Atria Investments
North Carolina
$7.32M -$8.17M -312,713 -53%
Wells Fargo
8
Wells Fargo
California
$5.7M +$295K +11,305 +5%
Bank of America
9
Bank of America
North Carolina
$3.79M -$331K -12,661 -8%
IA
10
IFG Advisory
Georgia
$3.59M +$81.7K +3,126 +2%
PAG
11
Private Advisor Group
New Jersey
$3M -$1.6M -61,128 -35%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.71M -$16.4K -628 -0.6%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.54M +$2.11M +80,606 +492%
CFD
14
Creative Financial Designs
Indiana
$2.34M +$58.8K +2,250 +3%
OIA
15
OneDigital Investment Advisors
Kansas
$1.56M -$1.26M -48,162 -45%
GWM
16
Geneos Wealth Management
Colorado
$1.55M -$60.6K -2,320 -4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.45M +$838K +32,078 +138%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.31M +$32.3K +1,235 +3%
KFGK
19
Keystone Financial Group (Kentucky)
Kentucky
$1.24M -$62.2K -2,380 -5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.22M -$64.2K -2,455 -5%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$1.22M +$2.82K +108 +0.2%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.13M -$17.3K -662 -2%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.12M -$33K -1,264 -3%
ACA
24
Aptus Capital Advisors
Alabama
$1.07M -$878K -33,614 -45%
FAAS
25
First Allied Advisory Services
California
$1M -$66.7K -2,553 -6%
1
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FVC Hedge Fund Activity: Q3 2020 in Review

42 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2020, worth a combined $152M — down 11% from $171M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FVC and 2 opened new positions — a net loss of 6 holders — while 25 trimmed existing stakes and 8 added.

The largest buyer was Susquehanna International Group, adding an estimated $2.11M. The largest seller was Atria Investments, cutting an estimated $8.17M.

  • 42 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2020, down from 48 in Q2 2020.
  • Funds reported $152M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2020, down 11% quarter-over-quarter.
  • 2 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2020 and 8 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2020 was Susquehanna International Group, an estimated $2.11M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2020 was Atria Investments, an estimated $8.17M sold.

Based on aggregated 13F filings for Q3 2020.