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First Trust Dorsey Wright Dynamic Focus 5 ETF

39 hedge funds and large institutions have $182M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

71.64% more ownership

Funds ownership: 0%71.64% (+72%)

18% more funds holding

Funds holding: 3339 (+6)

5% more capital invested

Capital invested by funds: $174M → $182M (+$8.54M)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$53.4M -$4.55M -214,155 -8%
LPL Financial
2
LPL Financial
California
$23.6M +$2.05M +96,633 +10%
Bank of America
3
Bank of America
North Carolina
$21.3M +$4.84M +227,784 +30%
Morgan Stanley
4
Morgan Stanley
New York
$20M +$5.78M +272,040 +42%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$13.4M -$4.27M -200,980 -24%
AG
6
Advisor Group
Arizona
$12.1M -$1.21M -56,980 -9%
SPC
7
Sigma Planning Corp
Michigan
$6.03M +$347K +16,300 +6%
PAG
8
Private Advisor Group
New Jersey
$3.15M -$344K -16,170 -10%
RJA
9
Raymond James & Associates
Florida
$2.84M +$605K +28,446 +28%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.79M +$45.2K +2,128 +2%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$2.77M +$2.73M +128,269 New
CCB
12
Cutter & Co Brokerage
Missouri
$2.1M +$2.07M +97,530 New
MFS
13
MSI Financial Services
Massachusetts
$1.99M +$274K +12,879 +16%
PFS
14
Prospera Financial Services
Texas
$1.99M +$154K +7,250 +9%
GWM
15
Geneos Wealth Management
Colorado
$1.52M -$50.2K -2,361 -3%
RAM
16
Riggs Asset Management
Pennsylvania
$1.51M -$28.7K -1,349 -2%
CA
17
Cetera Advisors
Colorado
$1.48M -$138K -6,513 -9%
DADC
18
D.A. Davidson & Co
Montana
$1.36M +$137K +6,455 +11%
NPC
19
National Planning Corporation
California
$1.14M -$22.2K -1,046 -2%
MIAN
20
Mariner Independent Advisor Network
Kansas
$1.02M +$29.8K +1,400 +3%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$920K -$38.6K -1,815 -4%
FWM
22
Frontier Wealth Management
Missouri
$835K -$488K -22,970 -37%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$822K +$14.2K +668 +2%
IH
24
IFC Holdings
Florida
$662K +$447K +21,017 +218%
Citadel Advisors
25
Citadel Advisors
Florida
$573K +$564K +26,550 New

FVC Hedge Fund Activity: Q4 2016 in Review

39 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2016, worth a combined $182M — up 4.9% from $174M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FVC positions and 3 closed out — a net gain of 6 holders — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.78M. The largest seller was UBS Group, cutting an estimated $4.55M.

  • 39 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2016, up from 33 in Q3 2016.
  • Funds reported $182M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2016, up 4.9% quarter-over-quarter.
  • 9 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2016 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2016 was Morgan Stanley, an estimated $5.78M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2016 was UBS Group, an estimated $4.55M sold.

Based on aggregated 13F filings for Q4 2016.