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First Trust Dorsey Wright Dynamic Focus 5 ETF

53 hedge funds and large institutions have $135M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

4% more funds holding

Funds holding: 5153 (+2)

1.37% less ownership

Funds ownership: 64.62%63.25% (-1.4%)

9% less capital invested

Capital invested by funds: $148M → $135M (-$13.4M)

54% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 26

Holders
53
Holders Change
+2
Holders Change %
+3.92%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
26
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$26M -$164K -4,528 -0.6%
Morgan Stanley
2
Morgan Stanley
New York
$24.1M -$2.42M -66,707 -9%
UBS Group
3
UBS Group
Switzerland
$21.7M -$2.59M -71,429 -10%
RJA
4
Raymond James & Associates
Florida
$6.29M -$684K -18,878 -10%
PFS
5
Prospera Financial Services
Texas
$5.47M +$158K +4,351 +3%
CAS
6
Cascadia Advisory Services
Oregon
$4.5M +$56.3K +1,554 +1%
Wells Fargo
7
Wells Fargo
California
$3.98M +$247K +6,809 +6%
AI
8
Atria Investments
North Carolina
$3.73M +$208K +5,741 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.47M +$1.28M +35,244 +55%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$3.39M -$70.9K -1,957 -2%
PAG
11
Private Advisor Group
New Jersey
$2.87M -$12.6K -347 -0.4%
Bank of America
12
Bank of America
North Carolina
$2.87M -$14.5K -401 -0.5%
CFD
13
Creative Financial Designs
Indiana
$2.68M -$149K -4,124 -5%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.49M -$21.3K -589 -0.8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.85M +$360K +9,930 +23%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.75M -$666K -18,375 -27%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.59M -$598K -16,486 -27%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.52M -$45.7K -1,260 -3%
OIA
19
OneDigital Investment Advisors
Kansas
$1.45M -$27K -746 -2%
Truist Financial
20
Truist Financial
North Carolina
$1.43M -$798K -22,014 -35%
GWM
21
Geneos Wealth Management
Colorado
$1.36M -$22.9K -633 -2%
KFGK
22
Keystone Financial Group (Kentucky)
Kentucky
$1.09M -$78.9K -2,177 -7%
CG
23
Clarus Group
Texas
$1.07M -$2.01M -55,524 -65%
OC
24
Oppenheimer & Co
New York
$697K +$6.13K +169 +0.9%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$676K -$664K -18,315 -49%

FVC Hedge Fund Activity: Q3 2021 in Review

53 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2021, worth a combined $135M — down 9% from $148M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FVC positions and 2 closed out — a net gain of 2 holders — while 12 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.28M. The largest seller was UBS Group, cutting an estimated $2.59M.

  • 53 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2021, up from 51 in Q2 2021.
  • Funds reported $135M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2021, down 9% quarter-over-quarter.
  • 4 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2021 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2021 was Raymond James Financial Services Advisors, an estimated $1.28M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2021 was UBS Group, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2021.