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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

41 hedge funds and large institutions have $242M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $223M → $242M (+$19.8M)

2.42% more ownership

Funds ownership: 66.47% → 68.9% (+2.4%)

7% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 14

0% more funds holding

Funds holding: 41 → 41 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.13M
2
Morgan Stanley
Morgan Stanley
New York
+$2.62M
3
AG
Advisor Group
Arizona
+$1.47M
4
Bank of America
Bank of America
North Carolina
+$1.1M
5
RJA
Raymond James & Associates
Florida
+$1.06M

Top Sellers

1
PAG
Private Advisor Group
New Jersey
-$2.86M
2
UBS Group
UBS Group
Switzerland
-$1.55M
3
DADC
D.A. Davidson & Co
Montana
-$775K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$764K
5
Jane Street
Jane Street
New York
-$725K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$71M -$1.55M -61,614 -2%
Morgan Stanley
2
Morgan Stanley
New York
$33.7M +$2.62M +103,834 +9%
LPL Financial
3
LPL Financial
California
$29.7M -$283K -11,194 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$24.9M +$4.13M +163,742 +20%
Wells Fargo
5
Wells Fargo
California
$13.3M +$803K +31,823 +7%
Bank of America
6
Bank of America
North Carolina
$11.2M +$1.1M +43,613 +11%
AG
7
Advisor Group
Arizona
$10.9M +$1.47M +58,261 +16%
SPC
8
Sigma Planning Corp
Michigan
$7.9M +$185K +7,325 +2%
RJA
9
Raymond James & Associates
Florida
$5.72M +$1.06M +41,924 +23%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$3.96M +$333K +13,206 +9%
PFS
11
Prospera Financial Services
Texas
$3.47M +$801K +31,756 +31%
MML Investors Services
12
MML Investors Services
Massachusetts
$2.69M +$45.2K +1,790 +2%
IH
13
IFC Holdings
Florida
$2.44M +$45.3K +1,793 +2%
GWM
14
Geneos Wealth Management
Colorado
$2.42M -$66.7K -2,644 -3%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.34M +$274K +10,863 +14%
RAM
16
Riggs Asset Management
Pennsylvania
$1.64M -$14.5K -575 -0.9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.54M +$364K +14,409 +31%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.46M -$85.6K -3,391 -6%
CA
19
Cetera Advisors
Colorado
$1.34M -$80.2K -3,177 -6%
PAG
20
Private Advisor Group
New Jersey
$1.29M -$2.86M -113,515 -70%
CCB
21
Cutter & Co Brokerage
Missouri
$1.26M +$907K +35,940 +273%
DADC
22
D.A. Davidson & Co
Montana
$1.15M -$775K -30,702 -41%
MIAN
23
Mariner Independent Advisor Network
Kansas
$998K -$331K -13,106 -26%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$972K +$306K +12,137 +47%
PAG
25
Private Advisory Group
Washington
$917K +$902K +35,733 New
1
2

FVC Hedge Fund Activity: Q4 2017 in Review

41 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2017, worth a combined $242M — up 8.9% from $223M a quarter earlier.

Fund positioning in FVC was balanced in Q4 2017: 7 funds opened new positions, 7 closed out, 15 added to existing stakes and 14 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.13M. The largest seller was Private Advisor Group, cutting an estimated $2.86M.

  • 41 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2017, unchanged from Q3 2017.
  • Funds reported $242M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2017, up 8.9% quarter-over-quarter.
  • 7 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2017 and 7 closed out, a net change of 0 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2017 was Raymond James Financial Services Advisors, an estimated $4.13M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2017 was Private Advisor Group, an estimated $2.86M sold.

Based on aggregated 13F filings for Q4 2017.