Mariner Independent Advisor Network’s First Trust Dorsey Wright Dynamic Focus 5 ETF FVC Stock Holding History

Mariner Independent Advisor Network’s Portfolio FVC Stock Details FVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-11,272	Closed	-$250K	–	333
2020 Q1	$250K	Sell	11,272 -8,665	-43%	-$230K	0.02%	336
2019 Q4	$551K	Sell	19,937 -5,319	-21%	-$143K	0.04%	304
2019 Q3	$662K	Sell	25,256 -4,711	-16%	-$126K	0.05%	287
2019 Q2	$809K	Sell	29,967 -15,802	-35%	-$422K	0.06%	259
2019 Q1	$1.23M	Sell	45,769 -3,816	-8%	-$99.2K	0.1%	206
2018 Q4	$1.25M	Sell	49,585 -16,858	-25%	-$427K	0.11%	202
2018 Q3	$1.91M	Buy	+66,443	New	+$1.91M	0.24%	94
2018 Q2	–	Sell	-47,118	Closed	-$1.26M	–	206
2018 Q1	$1.26M	Buy	47,118 +9,661	+26%	+$263K	0.08%	194
2017 Q4	$998K	Sell	37,457 -13,106	-26%	-$331K	0.1%	182
2017 Q3	$1.23M	Sell	50,563 -517	-1%	-$12.2K	0.2%	89
2017 Q2	$1.18M	Buy	+51,080	New	+$1.17M	0.17%	129
2017 Q1	–	Sell	-47,107	Closed	-$1.02M	–	285
2016 Q4	$1.02M	Buy	47,107 +1,400	+3%	+$29.8K	0.17%	96
2016 Q3	$975K	Buy	+45,707	New	+$970K	0.14%	108

Other funds holding FVC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAS

Cascadia Advisory Services Portland, Oregon $493M AUM

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mariner Independent Advisor Network's FVC Position: Q2 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) in Q2 2020, closing a stake of 11,272 shares — an estimated $250K sold.

Mariner Independent Advisor Network first reported a position in FVC in Q3 2016 and held it in 13 quarters. The position peaked at $1.91M in Q3 2018. 48 funds tracked by Wall St. Rank hold FVC as of Q2 2020.

Mariner Independent Advisor Network reported no remaining First Trust Dorsey Wright Dynamic Focus 5 ETF position as of Q2 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 11,272 First Trust Dorsey Wright Dynamic Focus 5 ETF shares in Q2 2020, an estimated $250K.
Mariner Independent Advisor Network first reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF in Q3 2016 and held it in 13 quarters.
Mariner Independent Advisor Network's First Trust Dorsey Wright Dynamic Focus 5 ETF position peaked at $1.91M in Q3 2018.
48 funds tracked by Wall St. Rank held First Trust Dorsey Wright Dynamic Focus 5 ETF as of Q2 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2020, filed 3 Aug 2020.