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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.2M +$4.8M +137,477 +17%
LPL Financial
2
LPL Financial
California
$20.9M -$1.95M -55,758 -8%
UBS Group
3
UBS Group
Switzerland
$20.7M +$2.95M +84,601 +16%
Mariner
4
Mariner
Kansas
$11.6M +$39.6K +1,136 +0.3%
Wells Fargo
5
Wells Fargo
California
$11.2M +$776K +22,227 +7%
AI
6
Atria Investments
North Carolina
$11.1M +$192K +5,492 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.32M +$4.15M +118,893 +119%
Osaic Holdings
8
Osaic Holdings
Arizona
$5.36M +$3.7M +106,022 +195%
RJA
9
Raymond James & Associates
Florida
$4.87M -$170K -4,864 -3%
Bank of America
10
Bank of America
North Carolina
$4.52M +$295K +8,441 +7%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$4.36M +$169K +4,855 +4%
PFS
12
Prospera Financial Services
Texas
$4.22M -$58.1K -1,666 -1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$3.31M +$1.11M +31,749 +47%
PAG
14
Private Advisor Group
New Jersey
$2.59M -$98.2K -2,814 -4%
CFD
15
Creative Financial Designs
Indiana
$2.21M +$14.8K +425 +0.6%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.58M +$12.6K +362 +0.8%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.57M -$1.53K -44 -0.1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.11M +$213K +6,096 +22%
PWA
19
PCG Wealth Advisors
Kansas
$1.09M +$564K +16,160 +99%
OIA
20
OneDigital Investment Advisors
Kansas
$987K -$83.3K -2,387 -7%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$891K +$9.14K +262 +1%
OC
22
Oppenheimer & Co
New York
$797K +$29.9K +858 +4%
GWM
23
Geneos Wealth Management
Colorado
$771K -$2.38M -68,339 -75%
MML Investors Services
24
MML Investors Services
Massachusetts
$682K +$712K +20,411 New
KFGK
25
Keystone Financial Group (Kentucky)
Kentucky
$642K -$112K -3,218 -14%
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