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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$72.9M -$5.96M -207,689 -8%
Morgan Stanley
2
Morgan Stanley
New York
$69.3M +$17.8M +620,003 +35%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$56M +$5.55M +193,471 +11%
LPL Financial
4
LPL Financial
California
$41M +$2.8M +97,695 +7%
Wells Fargo
5
Wells Fargo
California
$24.1M +$4.48M +156,208 +23%
BTS
6
BB&T Securities
Virginia
$21.3M -$2.26M -78,786 -10%
Bank of America
7
Bank of America
North Carolina
$18.7M +$2.91M +101,473 +19%
AG
8
Advisor Group
Arizona
$16.1M +$4.4M +153,270 +38%
RJA
9
Raymond James & Associates
Florida
$12M +$3.95M +137,548 +49%
SPC
10
Sigma Planning Corp
Michigan
$11.9M +$450K +15,673 +4%
RCAG
11
Rehmann Capital Advisory Group
Michigan
$9.07M +$1.01M +35,242 +13%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$6.7M +$883K +30,761 +15%
PAG
13
Private Advisor Group
New Jersey
$6.25M +$4.84M +168,617 +350%
PFS
14
Prospera Financial Services
Texas
$4.2M -$149K -5,200 -3%
KFGK
15
Keystone Financial Group (Kentucky)
Kentucky
$3.83M +$515K +17,932 +16%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$3.25M +$68.1K +2,373 +2%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$3.13M +$245K +8,525 +9%
GWM
18
Geneos Wealth Management
Colorado
$3M +$51.4K +1,790 +2%
MML Investors Services
19
MML Investors Services
Massachusetts
$2.97M +$119K +4,148 +4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.44M +$1.2M +41,936 +98%
RAM
21
Riggs Asset Management
Pennsylvania
$2.02M +$1.98K +69 +0.1%
AIM
22
Advantage Investment Management
Iowa
$2.01M +$2M +69,843 New
MIAN
23
Mariner Independent Advisor Network
Kansas
$1.91M +$1.91M +66,443 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.77M +$186K +6,467 +12%
GFPC
25
Global Financial Private Capital
Florida
$1.52M +$297K +10,333 +24%
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