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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
1
Prospera Financial Services
Texas
$11.2M -$212K -5,791 -2%
Morgan Stanley
2
Morgan Stanley
New York
$9.13M -$499K -13,623 -5%
LPL Financial
3
LPL Financial
California
$8.36M -$2.17M -59,085 -20%
Raymond James Financial
4
Raymond James Financial
Florida
$7.56M +$3.91M +106,682 +99%
UBS Group
5
UBS Group
Switzerland
$7.09M -$551K -15,041 -7%
Wells Fargo
6
Wells Fargo
California
$6.78M -$28.2K -770 -0.4%
Bank of America
7
Bank of America
North Carolina
$5.55M -$285K -7,772 -5%
TWC
8
TD Waterhouse Canada
Ontario, Canada
$4.66M -$45.6K -1,243 -0.9%
Citadel Advisors
9
Citadel Advisors
Florida
$1.65M +$1.71M +46,794 New
PAG
10
Private Advisor Group
New Jersey
$1.62M -$148K -4,026 -8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.1M -$185K -5,040 -14%
Mariner
12
Mariner
Kansas
$1.07M -$88.3K -2,409 -7%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$958K -$3.33K -91 -0.3%
AI
14
Atria Investments
North Carolina
$864K -$77.7K -2,119 -8%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$781K -$412K -11,244 -34%
OC
16
Oppenheimer & Co
New York
$756K -$5.5K -150 -0.7%
HIS
17
Harvest Investment Services
Illinois
$694K – – –
KAS
18
Kestra Advisory Services
Texas
$675K -$463K -12,627 -40%
WEG
19
World Equity Group
Illinois
$668K +$198K +5,407 +40%
Osaic Holdings
20
Osaic Holdings
Arizona
$632K +$434K +11,845 +194%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$605K +$31K +847 +5%
OIA
22
OneDigital Investment Advisors
Kansas
$600K -$304K -8,290 -33%
TWM
23
Trueblood Wealth Management
Ohio
$532K – – –
PWA
24
PCG Wealth Advisors
Kansas
$530K – – –
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$514K +$536K +14,624 New
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