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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$68.9M +$5.02M +212,209 +8%
Morgan Stanley
2
Morgan Stanley
New York
$29.5M +$199K +8,418 +0.7%
LPL Financial
3
LPL Financial
California
$28.4M -$232K -9,800 -0.8%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$19.6M +$33.9K +1,433 +0.2%
Wells Fargo
5
Wells Fargo
California
$11.9M -$459K -19,425 -4%
Bank of America
6
Bank of America
North Carolina
$9.57M -$9.3M -393,334 -50%
AG
7
Advisor Group
Arizona
$8.87M +$294K +12,428 +4%
SPC
8
Sigma Planning Corp
Michigan
$7.31M +$673K +28,485 +10%
RJA
9
Raymond James & Associates
Florida
$4.41M +$250K +10,572 +6%
PAG
10
Private Advisor Group
New Jersey
$4M -$226K -9,567 -6%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.43M +$425K +18,001 +15%
PFS
12
Prospera Financial Services
Texas
$2.52M +$154K +6,501 +7%
MML Investors Services
13
MML Investors Services
Massachusetts
$2.51M -$69.1K -2,924 -3%
GWM
14
Geneos Wealth Management
Colorado
$2.36M -$128K -5,430 -5%
IH
15
IFC Holdings
Florida
$2.27M +$96.4K +4,079 +5%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.96M +$58.3K +2,468 +3%
DADC
17
D.A. Davidson & Co
Montana
$1.84M +$96.9K +4,100 +6%
RAM
18
Riggs Asset Management
Pennsylvania
$1.57M -$11.7K -497 -0.8%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.47M -$6.78K -287 -0.5%
CA
20
Cetera Advisors
Colorado
$1.35M +$27.5K +1,164 +2%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.25M -$216K -9,156 -15%
MIAN
22
Mariner Independent Advisor Network
Kansas
$1.23M -$12.2K -517 -1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.11M +$334K +14,125 +45%
GFPC
24
Global Financial Private Capital
Florida
$979K +$950K +40,190 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$857K +$153K +6,475 +23%
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