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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$115K +$1.57K +250 +1%
CCP
27
Cardan Capital Partners
Colorado
$114K +$21.7K +3,457 +24%
LPL Financial
28
LPL Financial
California
$110K -$101K -16,167 -49%
UBS Group
29
UBS Group
Switzerland
$107K +$9.16K +1,462 +10%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$106K
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$106K +$103K +16,368 New
TC
32
TFS Capital
Pennsylvania
$87K -$42.4K -6,764 -33%
APCM
33
Arbiter Partners Capital Management
New York
$79K
Ameriprise
34
Ameriprise
Minnesota
$78K -$363 -58 -0.5%
S
35
SignatureFD
Georgia
$37K +$501 +80 +1%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$18K -$26.4K -4,218 -60%
MFS
37
MSI Financial Services
Massachusetts
$14K -$1.69K -270 -11%
WT
38
Whittier Trust
California
$7K
HNB
39
Huntington National Bank
Ohio
$6K +$150 +24 +3%
MPWT
40
MassMutual Private Wealth & Trust
Connecticut
$1.35K +$1.32K +211 New
SFS
41
Shaker Financial Services
Virginia
-$2.74M -450,259 Closed
WAM
42
Wolverine Asset Management
Illinois
-$1.11M -182,917 Closed
GFM
43
Gramercy Funds Management
Connecticut
-$136K -22,400 Closed
SG Americas Securities
44
SG Americas Securities
New York
-$126K -20,689 Closed
MM
45
Midas Management
New York
-$122K -20,100 Closed
UCFA
46
United Capital Financial Advisors
Texas
-$75K -12,392 Closed
Citigroup
47
Citigroup
New York
-$22K -3,533 Closed
GWM
48
Geneos Wealth Management
Colorado
-$21K -3,450 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$1K -94 Closed