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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

89 hedge funds and large institutions have $172M invested in First Trust Ultra Short Duration Municipal ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 46 reducing their positions, and 7 closing their positions.

Holders
89
Holders Change
+2
Holders Change %
+2.3%
% of All Funds
1.42%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
18
Reduced
46
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$8.76M
2
GA
2
GSG Advisors
New Jersey
$1.04M
3
Envestnet Portfolio Solutions
3
Envestnet Portfolio Solutions
Illinois
$756K
4
Comerica Bank
4
Comerica Bank
Texas
$582K
5
DAS
5
Dynamic Advisor Solutions
Arizona
$475K

Top Sellers

1
Jane Street
1
Jane Street
New York
$883K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5M
3
GIA
3
Gladstone Institutional Advisory
Florida
$685K
4
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$21M
5
Morgan Stanley
5
Morgan Stanley
New York
$23.9M
Name Market Value Shares Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$1.06M 53,382 +8,383 +19%
VWA
27
Visionary Wealth Advisors
Illinois
$1.06M 53,231 -6,701 -11%
GA
28
GSG Advisors
New Jersey
$1.04M 52,090 +52,090 New
HighTower Advisors
29
HighTower Advisors
Illinois
$1.02M 51,183 -6,227 -11%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$999K 50,166 -37,667 -43%
SPIA
31
Steward Partners Investment Advisory
New York
$999K 50,131 +1,000 +2%
WIM
32
Westside Investment Management
California
$996K 50,000 – –
MP
33
McDonald Partners
Ohio
$976K 49,000 -20,900 -30%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$951K 47,765 -141 -0.3%
Jane Street
35
Jane Street
New York
$883K 44,311 -556,520 -93%
SPC
36
Sigma Planning Corp
Michigan
$810K 40,679 -7,168 -15%
Envestnet Portfolio Solutions
37
Envestnet Portfolio Solutions
Illinois
$756K 37,965 +37,965 New
EH
38
Equitable Holdings
New York
$747K 37,525 -175 -0.5%
SI
39
Stephens Inc
Arkansas
$707K 35,516 – –
TCOO
40
Trust Company of Oklahoma
Oklahoma
$690K 34,625 +5,784 +20%
GIA
41
Gladstone Institutional Advisory
Florida
$685K 34,382 -85,853 -71%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$600K 30,144 -36,949 -55%
OAM
43
Occidental Asset Management
California
$595K 29,882 +3,594 +14%
Comerica Bank
44
Comerica Bank
Texas
$582K 29,235 +29,235 New
FAIM
45
Financial Advocates Investment Management
Washington
$579K 29,087 +551 +2%
CCM
46
Chilton Capital Management
Texas
$498K 25,018 – –
CAG
47
Csenge Advisory Group
Florida
$498K 25,000 – –
KPWS
48
Kestra Private Wealth Services
Texas
$486K 24,420 -9,625 -28%
AAS
49
Avantax Advisory Services
Texas
$485K 24,361 -418 -2%
OPOWM
50
One Plus One Wealth Management
Florida
$477K 23,969 -250 -1%
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