Occidental Asset Management’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Occidental Asset Management’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$504K	Sell	25,145 -5	-0%	-$101	0.06%	159
2025 Q4	$505K	Buy	25,150 +2,900	+13%	+$58.2K	0.06%	157
2025 Q3	$447K	Buy	22,250 +1,550	+7%	+$31.2K	0.06%	172
2025 Q2	$416K	Buy	20,700 +2,000	+11%	+$40.2K	0.06%	160
2025 Q1	$376K	Buy	18,700 +500	+3%	+$10.1K	0.06%	161
2024 Q4	$366K	Sell	18,200 -1,250	-6%	-$25.1K	0.06%	150
2024 Q3	$391K	Hold	19,450	–	–	0.06%	156
2024 Q2	$390K	Sell	19,450 -4,058	-17%	-$81.4K	0.07%	145
2024 Q1	$471K	Sell	23,508 -5,751	-20%	-$115K	0.09%	135
2023 Q4	$587K	Sell	29,259 -623	-2%	-$12.5K	0.12%	130
2023 Q3	$595K	Buy	29,882 +3,594	+14%	+$71.7K	0.14%	123
2023 Q2	$525K	Buy	26,288 +7,402	+39%	+$148K	0.12%	146
2023 Q1	$377K	Buy	18,886 +8,886	+89%	+$177K	0.09%	148
2022 Q4	$200K	Hold	10,000	–	–	0.05%	192
2022 Q3	$198K	Hold	10,000	–	–	0.06%	172
2022 Q2	$200K	Hold	10,000	–	–	0.06%	171
2022 Q1	$200K	Buy	+10,000	New	+$201K	0.05%	184

Other funds holding FUMB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

GWP

Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return

Occidental Asset Management's FUMB Position: Q1 2026 in Review

Occidental Asset Management reduced its First Trust Ultra Short Duration Municipal ETF (FUMB) stake by 0.02% in Q1 2026, selling an estimated $101 and leaving 25,145 shares worth $504K. The position accounts for 0.06% of the portfolio, ranked #159.

Occidental Asset Management first reported a position in FUMB in Q1 2022 and has held it in 17 quarters since. The position peaked at $595K in Q3 2023. 88 funds tracked by Wall St. Rank hold FUMB as of Q1 2026.

Occidental Asset Management held 25,145 shares of First Trust Ultra Short Duration Municipal ETF worth $504K as of Q1 2026.
Occidental Asset Management sold 5 First Trust Ultra Short Duration Municipal ETF shares in Q1 2026, an estimated $101.
First Trust Ultra Short Duration Municipal ETF made up 0.06% of Occidental Asset Management's portfolio in Q1 2026, its #159 holding.
Occidental Asset Management first reported a position in First Trust Ultra Short Duration Municipal ETF in Q1 2022 and has held it in 17 quarters since.
Occidental Asset Management's First Trust Ultra Short Duration Municipal ETF position peaked at $595K in Q3 2023.
88 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q1 2026.

Based on Occidental Asset Management's 13F filing for Q1 2026, filed 16 Apr 2026.