First Trust Nasdaq Bank ETF
FTXO
74 hedge funds and large institutions have $142M invested in First Trust Nasdaq Bank ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 12 closing their positions.
30% more repeat investments, than reductions
Existing positions increased: 30 | Existing positions reduced: 23
0.38% less ownership
Funds ownership: 62.4% → 62.02% (-0.38%)
5% less capital invested
Capital invested by funds: $149M → $142M (-$7.36M)
8% less funds holding
Funds holding: 80 → 74 (-6)
42% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$2.71M |
| 2 |
CA
Cetera Advisors
Denver,
Colorado
|
+$2.54M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$912K |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
+$638K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$535K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$8.81M |
| 2 |
CWM
Concentrum Wealth Management
San Jose,
California
|
-$3.15M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$2.19M |
| 4 |
Millennium Management
New York
|
-$1.47M |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
-$979K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWM
76
AE Wealth Management
Topeka,
Kansas
| – | -$711K | -22,914 | Closed |
|
77
Baird Financial Group
Milwaukee,
Wisconsin
| – | -$672K | -21,663 | Closed |
|
78
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$243K | -7,764 | Closed |
|
79
Ameriprise
Minneapolis,
Minnesota
| – | -$216K | -6,966 | Closed |
|
80
Citigroup
New York
| – | -$61K | -1,950 | Closed |
|
|
WP
81
WealthShield Partners
Cary,
North Carolina
| – | -$14K | -440 | Closed |
|
|
SB
82
Strategic Blueprint
Atlanta,
Georgia
| – | -$7K | -217 | Closed |
|
|
GI
83
Gradient Investments
Arden Hills,
Minnesota
| – | -$3K | -87 | Closed |
|
84
Barclays
London,
United Kingdom
| – | +$93 | +3 | +25% |
|
85
Fidelity Investments
Boston,
Massachusetts
| – | +$125 | +4 | +100% |
|
|
FCAS
86
First Command Advisory Services
Fort Worth,
Texas
| – | +$561 | +18 | New |
|
FTXO Hedge Fund Activity: Q3 2021 in Review
74 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2021, worth a combined $142M — down 4.9% from $149M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of FTXO and 7 opened new positions — a net loss of 5 holders — while 23 trimmed existing stakes and 30 added.
The largest buyer was Osaic Holdings, adding an estimated $2.71M. The largest seller was Morgan Stanley, cutting an estimated $8.81M.
- 74 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2021, down from 80 in Q2 2021.
- Funds reported $142M of First Trust Nasdaq Bank ETF stock for Q3 2021, down 4.9% quarter-over-quarter.
- 7 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2021 and 12 closed out, a net change of -5 holders.
- The largest First Trust Nasdaq Bank ETF buyer in Q3 2021 was Osaic Holdings, an estimated $2.71M added.
- The largest First Trust Nasdaq Bank ETF seller in Q3 2021 was Morgan Stanley, an estimated $8.81M sold.
Based on aggregated 13F filings for Q3 2021.