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First Trust Nasdaq Bank ETF
FTXO

69 hedge funds and large institutions have $92.5M invested in First Trust Nasdaq Bank ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 36 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $72.1M → $92.5M (+$20.3M)

4.55% more ownership

Funds ownership: 56.99% → 61.54% (+4.6%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

12% less funds holding

Funds holding: 78 → 69 (-9)

53% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 36

56% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 16

Holders
69
Holders Change
-9
Holders Change %
-11.54%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
7
Increased
17
Reduced
36
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.1M
2
UBS Group
UBS Group
Switzerland
+$4.25M
3
SAM
Secure Asset Management
Michigan
+$3.72M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$584K
5
PA
PFG Advisors
Arizona
+$299K

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.5M
2
Osaic Holdings
Osaic Holdings
Arizona
-$1.27M
3
CA
Cetera Advisors
Colorado
-$874K
4
LPL Financial
LPL Financial
California
-$823K
5
AWM
AE Wealth Management
Kansas
-$785K
Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
51
First Horizon Advisors
Tennessee
$17.1K – – –
TWM
52
Tradition Wealth Management
Minnesota
$14K – – –
GWSG
53
GPS Wealth Strategies Group
Colorado
$13.4K – – –
EWM
54
EPG Wealth Management
Georgia
$13K +$109 +5 +0.9%
ACA
55
Aptus Capital Advisors
Alabama
$11.1K -$7.66K -350 -44%
WP
56
WealthShield Partners
North Carolina
$11.1K – – –
Comerica Bank
57
Comerica Bank
Texas
$10.7K -$11.6K -530 -56%
LFG
58
Larson Financial Group
Missouri
$4.94K -$9.24K -422 -68%
TFA
59
Transamerica Financial Advisors
Florida
$4K – – –
TAM
60
Tucker Asset Management
Colorado
$3.13K -$7.33K -335 -73%
WWMSC
61
Wagner Wealth Management (South Carolina)
South Carolina
$3.01K +$44 +2 +2%
HNB
62
Huntington National Bank
Ohio
$2.53K – – –
KFI
63
Key Financial Inc
Pennsylvania
$2.07K – – –
SWM
64
Spire Wealth Management
Virginia
$1.24K -$8.76K -400 -89%
Qube Research & Technologies (QRT)
65
Qube Research & Technologies (QRT)
United Kingdom
$1.16K +$1.01K +46 New
AWM
66
Avior Wealth Management
Nebraska
$1.11K -$86.9K -3,970 -99%
GWANC
67
Guardian Wealth Advisors (North Carolina)
North Carolina
$1.01K – – –
CIAS
68
Capital Investment Advisory Services
North Carolina
$354 – – –
US Bancorp
69
US Bancorp
Minnesota
$354 +$306 +14 New
SIS
70
Sound Income Strategies
Florida
$2 – – –
AWM
71
AE Wealth Management
Kansas
– -$785K -37,976 Closed
Bank of New York Mellon
72
Bank of New York Mellon
New York
– -$777K -37,613 Closed
KPWS
73
Kestra Private Wealth Services
Texas
– -$644K -31,180 Closed
Envestnet Portfolio Solutions
74
Envestnet Portfolio Solutions
Illinois
– -$344K -16,653 Closed
WC
75
Waterloo Capital
Texas
– -$245K -11,850 Closed
1 2
3
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FTXO Hedge Fund Activity: Q4 2023 in Review

69 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2023, worth a combined $92.5M — up 28% from $72.1M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTXO and 7 opened new positions — a net loss of 9 holders — while 36 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $10.1M. The largest seller was Envestnet Asset Management, cutting an estimated $4.5M.

  • 69 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2023, down from 78 in Q3 2023.
  • Funds reported $92.5M of First Trust Nasdaq Bank ETF stock for Q4 2023, up 28% quarter-over-quarter.
  • 7 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2023 and 16 closed out, a net change of -9 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2023 was Morgan Stanley, an estimated $10.1M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2023 was Envestnet Asset Management, an estimated $4.5M sold.

Based on aggregated 13F filings for Q4 2023.