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First Trust Nasdaq Bank ETF
FTXO

74 hedge funds and large institutions have $142M invested in First Trust Nasdaq Bank ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 23

0.38% less ownership

Funds ownership: 62.4% → 62.02% (-0.38%)

5% less capital invested

Capital invested by funds: $149M → $142M (-$7.36M)

8% less funds holding

Funds holding: 80 → 74 (-6)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

Holders
74
Holders Change
-6
Holders Change %
-7.5%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
30
Reduced
23
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
+$2.71M
2
CA
Cetera Advisors
Colorado
+$2.54M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$912K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$638K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$535K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$8.81M
2
CWM
Concentrum Wealth Management
California
-$3.15M
3
Bank of America
Bank of America
North Carolina
-$2.19M
4
Millennium Management
Millennium Management
New York
-$1.47M
5
TRCT
Tower Research Capital (TRC)
New York
-$979K
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
51
US Bancorp
Minnesota
$52K – – –
APA
52
American Portfolios Advisors
New York
$34.6K -$7.38K -237 -18%
CFD
53
Creative Financial Designs
Indiana
$31K +$10.4K +335 +54%
LFG
54
Larson Financial Group
Missouri
$26K +$25K +804 New
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$22K – – –
TWM
56
Tradition Wealth Management
Minnesota
$19K – – –
GWSG
57
GPS Wealth Strategies Group
Colorado
$17K – – –
EWM
58
EPG Wealth Management
Georgia
$17K +$15.8K +506 New
S
59
SignatureFD
Georgia
$16K – – –
FHA
60
First Horizon Advisors
Tennessee
$15K – – –
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$14K +$62 +2 +0.5%
CAAS
62
Capital Asset Advisory Services
Michigan
$10K – – –
SPIA
63
Steward Partners Investment Advisory
New York
$8K -$38.9K -1,250 -83%
Rockefeller Capital Management
64
Rockefeller Capital Management
New York
$8K +$31 +1 +0.4%
AWM
65
Avior Wealth Management
Nebraska
$7K -$26.7K -856 -80%
WWMSC
66
Wagner Wealth Management (South Carolina)
South Carolina
$5K – – –
LAS
67
Lloyd Advisory Services
Georgia
$3K – – –
Qube Research & Technologies (QRT)
68
Qube Research & Technologies (QRT)
United Kingdom
$3K +$1.87K +60 +231%
TFA
69
Transamerica Financial Advisors
Florida
$2K – – –
NFG
70
Next Financial Group
Texas
$1K – – –
TAM
71
Tucker Asset Management
Colorado
$817 -$31 -1 -4%
CWM
72
Concentrum Wealth Management
California
– -$3.15M -101,492 Closed
Millennium Management
73
Millennium Management
New York
– -$1.47M -47,203 Closed
TRCT
74
Tower Research Capital (TRC)
New York
– -$979K -31,545 Closed
Citadel Advisors
75
Citadel Advisors
Florida
– -$832K -26,804 Closed
1 2
3
4

FTXO Hedge Fund Activity: Q3 2021 in Review

74 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2021, worth a combined $142M — down 4.9% from $149M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FTXO and 7 opened new positions — a net loss of 5 holders — while 23 trimmed existing stakes and 30 added.

The largest buyer was Osaic Holdings, adding an estimated $2.71M. The largest seller was Morgan Stanley, cutting an estimated $8.81M.

  • 74 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2021, down from 80 in Q2 2021.
  • Funds reported $142M of First Trust Nasdaq Bank ETF stock for Q3 2021, down 4.9% quarter-over-quarter.
  • 7 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2021 and 12 closed out, a net change of -5 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2021 was Osaic Holdings, an estimated $2.71M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2021 was Morgan Stanley, an estimated $8.81M sold.

Based on aggregated 13F filings for Q3 2021.