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First Trust Nasdaq Bank ETF
FTXO

73 hedge funds and large institutions have $147M invested in First Trust Nasdaq Bank ETF in 2021 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 22 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,450% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 2

144% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 9

123% more capital invested

Capital invested by funds: $66.2M → $147M (+$81.3M)

62% more funds holding

Funds holding: 45 → 73 (+28)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.41% less ownership

Funds ownership: 64.72% → 63.31% (-1.4%)

Holders
73
Holders Change
+28
Holders Change %
+62.22%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
31
Increased
22
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$13.9M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$7.96M
3
Bank of America
Bank of America
North Carolina
+$6.09M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.51M
5
CWM
Concentrum Wealth Management
California
+$2.89M

Top Sellers

Rank Fund Capital Flow
1
QAM
Q3 Asset Management
Michigan
-$1.97M
2
HAS
HBW Advisory Services
California
-$760K
3
Millennium Management
Millennium Management
New York
-$530K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$360K
5
SS
Simplicity Solutions
Minnesota
-$319K
Name Holding Trade Value Shares
Change 		Change in
Stake
BEI
51
Benjamin Edwards Inc
Missouri
$54K -$8.72K -303 -15%
US Bancorp
52
US Bancorp
Minnesota
$50K – – –
GWM
53
Geneos Wealth Management
Colorado
$49K -$13K -450 -23%
APA
54
American Portfolios Advisors
New York
$38.6K +$230 +8 +0.7%
AWM
55
Avior Wealth Management
Nebraska
$36K +$33.7K +1,170 New
Fifth Third Bancorp
56
Fifth Third Bancorp
Ohio
$26K – – –
EP
57
Eudaimonia Partners
Tennessee
$24K +$21.9K +762 New
TWM
58
Tradition Wealth Management
Minnesota
$18K – – –
S
59
SignatureFD
Georgia
$16K +$14.4K +500 New
GWSG
60
GPS Wealth Strategies Group
Colorado
$16K +$15.3K +530 New
WP
61
WealthShield Partners
North Carolina
$14K +$12.7K +440 New
FHA
62
First Horizon Advisors
Tennessee
$14K +$13.4K +467 New
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$13K +$29 +1 +0.2%
CFD
64
Creative Financial Designs
Indiana
$12K +$11.2K +390 New
SFS
65
Sowell Financial Services
Arkansas
$5K +$4.26K +148 New
WWMSC
66
Wagner Wealth Management (South Carolina)
South Carolina
$4K -$2.85K -99 -42%
LAS
67
Lloyd Advisory Services
Georgia
$3K -$374 -13 -12%
GI
68
Gradient Investments
Minnesota
$3K – – –
Carson Wealth (CWM LLC)
69
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
NFG
70
Next Financial Group
Texas
$2K – – –
TFA
71
Transamerica Financial Advisors
Florida
$2K – – –
TAM
72
Tucker Asset Management
Colorado
$936 – – –
HAS
73
HBW Advisory Services
California
– -$760K -31,986 Closed
SS
74
Simplicity Solutions
Minnesota
– -$319K -13,422 Closed
Fidelity Investments
75
Fidelity Investments
Massachusetts
– +$29 +1 New
1 2
3

FTXO Hedge Fund Activity: Q1 2021 in Review

73 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q1 2021, worth a combined $147M — up 123% from $66.2M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FTXO positions and 2 closed out — a net gain of 29 holders — while 22 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.9M. The largest seller was Q3 Asset Management, cutting an estimated $1.97M.

  • 73 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q1 2021, up from 45 in Q4 2020.
  • Funds reported $147M of First Trust Nasdaq Bank ETF stock for Q1 2021, up 123% quarter-over-quarter.
  • 31 funds opened new First Trust Nasdaq Bank ETF positions in Q1 2021 and 2 closed out, a net change of +29 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q1 2021 was Morgan Stanley, an estimated $13.9M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q1 2021 was Q3 Asset Management, an estimated $1.97M sold.

Based on aggregated 13F filings for Q1 2021.