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First Trust Nasdaq Bank ETF
FTXO

67 hedge funds and large institutions have $78M invested in First Trust Nasdaq Bank ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

5% more funds holding

Funds holding: 64 → 67 (+3)

5% less capital invested

Capital invested by funds: $81.7M → $78M (-$3.76M)

2.21% less ownership

Funds ownership: 56.54% → 54.33% (-2.2%)

58% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 31

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
13
Reduced
31
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MFG
Merit Financial Group
Georgia
+$1.48M
2
Stifel Financial
Stifel Financial
Missouri
+$1.46M
3
SG
StoneX Group
New York
+$1.06M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$535K
5
Millennium Management
Millennium Management
New York
+$476K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$4.22M
2
VF
Virtu Financial
New York
-$1.85M
3
BWCS
Beirne Wealth Consulting Services
Connecticut
-$1.56M
4
Bank of America
Bank of America
North Carolina
-$1.28M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$23K – – –
NFG
52
Next Financial Group
Texas
$21K -$7.18K -267 -27%
EP
53
Eudaimonia Partners
Tennessee
$21K +$20.5K +762 New
IA
54
IFP Advisors
Florida
$16K -$454K -16,903 -97%
GWM
55
Geneos Wealth Management
Colorado
$14K -$40.3K -1,500 -75%
APA
56
American Portfolios Advisors
New York
$11.4K -$253K -9,422 -96%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$11K +$108 +4 +1%
Citigroup
58
Citigroup
New York
$6K – – –
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
TFA
60
Transamerica Financial Advisors
Florida
$2K – – –
LAS
61
Lloyd Advisory Services
Georgia
$2K +$1.43K +53 New
SF
62
Synovus Financial
Georgia
$2K +$1.83K +68 New
GI
63
Gradient Investments
Minnesota
$2K +$2.34K +87 New
CIAS
64
Capital Investment Advisory Services
North Carolina
$1K -$1.69K -63 -62%
SFS
65
Sowell Financial Services
Arkansas
$1K – – –
FHA
66
First Horizon Advisors
Tennessee
$1K +$1.64K +61 New
WQ
67
Wealth Quarterback
New Jersey
$77 +$46.1K +1,714 New
VF
68
Virtu Financial
New York
– -$1.85M -72,132 Closed
SS
69
Simplicity Solutions
Minnesota
– -$599K -23,410 Closed
Citadel Advisors
70
Citadel Advisors
Florida
– -$284K -11,073 Closed
JP Morgan Chase
71
JP Morgan Chase
New York
– -$27K -1,050 Closed
CAL
72
Capital Analysts LLC
Pennsylvania
– -$9K -360 Closed
ASN
73
Advisory Services Network
Georgia
– -$5K -200 Closed
FGAM
74
Financial Gravity Asset Management
Texas
– -$3K -125 Closed
Federated Hermes
75
Federated Hermes
Pennsylvania
– -$3K -118 Closed
1 2
3
4

FTXO Hedge Fund Activity: Q4 2019 in Review

67 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2019, worth a combined $78M — down 4.6% from $81.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTXO positions and 10 closed out — a net gain of 4 holders — while 13 added to existing stakes and 31 trimmed.

The largest buyer was Merit Financial Group, opening a new position worth an estimated $1.48M. The largest seller was Royal Bank of Canada, cutting an estimated $4.22M.

  • 67 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2019, up from 64 in Q3 2019.
  • Funds reported $78M of First Trust Nasdaq Bank ETF stock for Q4 2019, down 4.6% quarter-over-quarter.
  • 14 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2019 and 10 closed out, a net change of +4 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2019 was Merit Financial Group, an estimated $1.48M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2019 was Royal Bank of Canada, an estimated $4.22M sold.

Based on aggregated 13F filings for Q4 2019.