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First Trust Nasdaq Bank ETF
FTXO

73 hedge funds and large institutions have $147M invested in First Trust Nasdaq Bank ETF in 2021 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 22 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,450% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 2

144% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 9

123% more capital invested

Capital invested by funds: $66.2M → $147M (+$81.3M)

62% more funds holding

Funds holding: 45 → 73 (+28)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.41% less ownership

Funds ownership: 64.72% → 63.31% (-1.4%)

Holders
73
Holders Change
+28
Holders Change %
+62.22%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
31
Increased
22
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$13.9M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$7.96M
3
Bank of America
Bank of America
North Carolina
+$6.09M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.51M
5
CWM
Concentrum Wealth Management
California
+$2.89M

Top Sellers

Rank Fund Capital Flow
1
QAM
Q3 Asset Management
Michigan
-$1.97M
2
HAS
HBW Advisory Services
California
-$760K
3
Millennium Management
Millennium Management
New York
-$530K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$360K
5
SS
Simplicity Solutions
Minnesota
-$319K
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
$740K +$683K +23,740 New
HI
27
Harbour Investments
Wisconsin
$719K +$663K +23,046 New
Stifel Financial
28
Stifel Financial
Missouri
$573K +$41K +1,423 +8%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$568K -$360K -12,516 -41%
KAS
30
Kestra Advisory Services
Texas
$522K +$482K +16,748 New
SCA
31
Snowden Capital Advisors
New York
$511K +$472K +16,400 New
BFEC
32
Benjamin F. Edwards & Company
Missouri
$504K +$228K +7,906 +96%
AWA
33
Arete Wealth Advisors
Illinois
$497K +$459K +15,936 New
AWM
34
AE Wealth Management
Kansas
$495K +$47.2K +1,640 +12%
DADC
35
D.A. Davidson & Co
Montana
$455K +$20.8K +722 +5%
CFGS
36
Concourse Financial Group Securities
Alabama
$348K +$10.3K +357 +3%
PFS
37
Prospera Financial Services
Texas
$348K +$321K +11,147 New
FAIM
38
Financial Advocates Investment Management
Washington
$340K +$314K +10,897 New
FHC
39
First Heartland Consultants
Missouri
$327K +$302K +10,478 New
LFF
40
Level Four Financial
Texas
$300K +$53.7K +1,867 New
NA
41
NewEdge Advisors
Louisiana
$259K -$9.27K -322 -4%
Ameriprise
42
Ameriprise
Minnesota
$236K +$217K +7,553 New
Koshinski Asset Management
43
Koshinski Asset Management
Illinois
$227K +$209K +7,273 New
SG
44
StoneX Group
New York
$210K +$194K +6,733 New
HWM
45
Holloway Wealth Management
Florida
$155K – – –
MIM
46
MTM Investment Management
South Carolina
$146K – – –
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$101K +$93.7K +3,255 New
AWA
48
Arkadios Wealth Advisors
Georgia
$90K +$83.1K +2,887 New
AWM
49
Accel Wealth Management
Iowa
$72K +$115 +4 +0.2%
Citigroup
50
Citigroup
New York
$55K – – –
1
2
3

FTXO Hedge Fund Activity: Q1 2021 in Review

73 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q1 2021, worth a combined $147M — up 123% from $66.2M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FTXO positions and 2 closed out — a net gain of 29 holders — while 22 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.9M. The largest seller was Q3 Asset Management, cutting an estimated $1.97M.

  • 73 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q1 2021, up from 45 in Q4 2020.
  • Funds reported $147M of First Trust Nasdaq Bank ETF stock for Q1 2021, up 123% quarter-over-quarter.
  • 31 funds opened new First Trust Nasdaq Bank ETF positions in Q1 2021 and 2 closed out, a net change of +29 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q1 2021 was Morgan Stanley, an estimated $13.9M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q1 2021 was Q3 Asset Management, an estimated $1.97M sold.

Based on aggregated 13F filings for Q1 2021.