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First Trust Nasdaq Bank ETF
FTXO

45 hedge funds and large institutions have $66.2M invested in First Trust Nasdaq Bank ETF in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

122% more capital invested

Capital invested by funds: $29.8M → $66.2M (+$36.4M)

25% more funds holding

Funds holding: 36 → 45 (+9)

15.31% more ownership

Funds ownership: 49.41% → 64.72% (+15%)

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
17
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$6.47M
2
QAM
Q3 Asset Management
Michigan
+$4.82M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.34M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2.15M
5
UBS Group
UBS Group
Switzerland
+$1.99M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$5.16M
2
Citadel Advisors
Citadel Advisors
Florida
-$613K
3
TRCT
Tower Research Capital (TRC)
New York
-$274K
4
WS
Wedbush Securities
California
-$257K
5
Wells Fargo
Wells Fargo
California
-$246K
Name Holding Trade Value Shares
Change 		Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$205K +$180K +8,622 New
BFEC
27
Benjamin F. Edwards & Company
Missouri
$196K +$36.8K +1,759 +27%
MIM
28
MTM Investment Management
South Carolina
$111K +$98K +4,681 New
GWM
29
Geneos Wealth Management
Colorado
$62K +$31.4K +1,500 +300%
AWM
30
Accel Wealth Management
Iowa
$55K +$48.4K +2,311 New
BEI
31
Benjamin Edwards Inc
Missouri
$49K +$36.1K +1,726 +548%
Citigroup
32
Citigroup
New York
$42K – – –
US Bancorp
33
US Bancorp
Minnesota
$38K – – –
APA
34
American Portfolios Advisors
New York
$29.2K -$7.32K -350 -22%
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$19K – – –
TWM
36
Tradition Wealth Management
Minnesota
$14K +$12K +574 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$10K +$63 +3 +0.7%
WWMSC
38
Wagner Wealth Management (South Carolina)
South Carolina
$6K +$4.98K +238 New
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
TFA
40
Transamerica Financial Advisors
Florida
$2K – – –
NFG
41
Next Financial Group
Texas
$2K +$1.4K +67 New
LAS
42
Lloyd Advisory Services
Georgia
$2K +$2.2K +105 New
GI
43
Gradient Investments
Minnesota
$1K – – –
TAM
44
Tucker Asset Management
Colorado
$713 +$628 +30 New
Citadel Advisors
45
Citadel Advisors
Florida
– -$613K -36,267 Closed
TRCT
46
Tower Research Capital (TRC)
New York
– -$274K -16,182 Closed
WS
47
Wedbush Securities
California
– -$257K -15,175 Closed
PFS
48
Prospera Financial Services
Texas
– -$4K -255 Closed
JCM
49
Jacobi Capital Management
Pennsylvania
– -$3K -206 Closed
SFS
50
Sowell Financial Services
Arkansas
– -$1K -44 Closed
1
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FTXO Hedge Fund Activity: Q4 2020 in Review

45 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2020, worth a combined $66.2M — up 122% from $29.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTXO positions and 6 closed out — a net gain of 9 holders — while 17 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.47M. The largest seller was Raymond James & Associates, cutting an estimated $5.16M.

  • 45 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2020, up from 36 in Q3 2020.
  • Funds reported $66.2M of First Trust Nasdaq Bank ETF stock for Q4 2020, up 122% quarter-over-quarter.
  • 15 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2020 and 6 closed out, a net change of +9 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2020 was Morgan Stanley, an estimated $6.47M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2020 was Raymond James & Associates, an estimated $5.16M sold.

Based on aggregated 13F filings for Q4 2020.