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First Trust Nasdaq Bank ETF
FTXO

36 hedge funds and large institutions have $29.8M invested in First Trust Nasdaq Bank ETF in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.5% more ownership

Funds ownership: 47.91% → 49.41% (+1.5%)

1% less capital invested

Capital invested by funds: $30.2M → $29.8M (-$375K)

14% less funds holding

Funds holding: 42 → 36 (-6)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

86% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 7

Holders
36
Holders Change
-6
Holders Change %
-14.29%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
12
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$4.73M
2
Wells Fargo
Wells Fargo
California
+$741K
3
LPL Financial
LPL Financial
California
+$327K
4
Citadel Advisors
Citadel Advisors
Florida
+$322K
5
Millennium Management
Millennium Management
New York
+$210K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$658K
2
UBS Group
UBS Group
Switzerland
-$550K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$479K
4
Bank of America
Bank of America
North Carolina
-$359K
5
TRCT
Tower Research Capital (TRC)
New York
-$352K
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
26
Geneos Wealth Management
Colorado
$8K – – –
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$7K +$71 +4 +1%
BEI
28
Benjamin Edwards Inc
Missouri
$5K -$4.07K -230 -42%
PFS
29
Prospera Financial Services
Texas
$4K +$4.51K +255 New
JCM
30
Jacobi Capital Management
Pennsylvania
$3K +$35 +2 +1%
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
Millennium Management
32
Millennium Management
New York
$1.12K +$210K +11,851 +22%
TFA
33
Transamerica Financial Advisors
Florida
$1K -$654 -37 -39%
GI
34
Gradient Investments
Minnesota
$1K – – –
SFS
35
Sowell Financial Services
Arkansas
$1K +$18 +1 +2%
Jane Street
36
Jane Street
New York
– -$658K -37,053 Closed
WC
37
Weil Company
California
– -$292K -16,455 Closed
PAG
38
Private Advisor Group
New Jersey
– -$183K -10,302 Closed
CAN
39
Cetera Advisor Networks
California
– -$105K -5,936 Closed
1W
40
1776 Wealth
Georgia
– -$35K -2,022 Closed
SF
41
Synovus Financial
Georgia
– -$28K -1,601 Closed
IA
42
IFP Advisors
Florida
– -$9.51K -538 Closed
CIAS
43
Capital Investment Advisory Services
North Carolina
– -$531 -30 -79%
1
2

FTXO Hedge Fund Activity: Q3 2020 in Review

36 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2020, worth a combined $29.8M — down 1.2% from $30.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FTXO and 1 opened new positions — a net loss of 6 holders — while 15 trimmed existing stakes and 12 added.

The largest buyer was Raymond James & Associates, adding an estimated $4.73M. The largest seller was Jane Street, exiting entirely with an estimated $658K sold.

  • 36 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2020, down from 42 in Q2 2020.
  • Funds reported $29.8M of First Trust Nasdaq Bank ETF stock for Q3 2020, down 1.2% quarter-over-quarter.
  • 1 fund opened new First Trust Nasdaq Bank ETF positions in Q3 2020 and 7 closed out, a net change of -6 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2020 was Raymond James & Associates, an estimated $4.73M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2020 was Jane Street, an estimated $658K sold.

Based on aggregated 13F filings for Q3 2020.