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First Trust Nasdaq Bank ETF

64 hedge funds and large institutions have $81.7M invested in First Trust Nasdaq Bank ETF in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 28 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

10% more funds holding

Funds holding: 5864 (+6)

1.54% more ownership

Funds ownership: 55%56.54% (+1.5%)

1% more capital invested

Capital invested by funds: $80.9M → $81.7M (+$864K)

39% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 28

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
17
Reduced
28
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WI
26
Wintrust Investments
Illinois
$736K +$30.2K +1,206 +4%
AG
27
Advisor Group
Arizona
$736K +$367K +14,644 +104%
JIP
28
Jaffetilchin Investment Partners
Florida
$711K +$57.3K +2,284 +9%
AT
29
Arden Trust
Delaware
$601K -$82K -3,268 -12%
SS
30
Simplicity Solutions
Minnesota
$599K -$69.1K -2,756 -11%
Goldman Sachs
31
Goldman Sachs
New York
$556K +$545K +21,731 New
IA
32
IFP Advisors
Florida
$448K +$437K +17,441 New
MIAN
33
Mariner Independent Advisor Network
Kansas
$422K +$4.19K +167 +1%
RIA
34
Regal Investment Advisors
Michigan
$307K -$21.9K -872 -7%
BWFA
35
Baltimore-Washington Financial Advisors
Maryland
$297K +$292K +11,634 New
Citadel Advisors
36
Citadel Advisors
Florida
$284K -$904K -36,042 -76%
CFGS
37
Concourse Financial Group Securities
Alabama
$281K -$181K -7,206 -40%
VAG
38
VisionPoint Advisory Group
Texas
$277K -$2.26K -90 -0.8%
WS
39
Wedbush Securities
California
$274K
SPC
40
Sigma Planning Corp
Michigan
$262K +$45K +1,793 +21%
APA
41
American Portfolios Advisors
New York
$251K +$25.6K +1,020 +12%
BTS
42
BB&T Securities
Virginia
$240K -$49K -1,952 -17%
FAIM
43
Financial Advocates Investment Management
Washington
$220K +$216K +8,603 New
PFS
44
Prospera Financial Services
Texas
$205K
BFEC
45
Benjamin F. Edwards & Company
Missouri
$139K +$27.7K +1,106 +25%
JCM
46
Jacobi Capital Management
Pennsylvania
$65K +$502 +20 +0.8%
GWM
47
Geneos Wealth Management
Colorado
$51K -$50.2K -2,000 -50%
MM
48
Main Management
California
$45K
JP Morgan Chase
49
JP Morgan Chase
New York
$27K -$5.02K -200 -16%
NFG
50
Next Financial Group
Texas
$26K

FTXO Hedge Fund Activity: Q3 2019 in Review

64 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2019, worth a combined $81.7M — up 1.1% from $80.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTXO positions and 4 closed out — a net gain of 6 holders — while 17 added to existing stakes and 28 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.62M. The largest seller was Envestnet Asset Management, cutting an estimated $2.37M.

  • 64 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2019, up from 58 in Q2 2019.
  • Funds reported $81.7M of First Trust Nasdaq Bank ETF stock for Q3 2019, up 1.1% quarter-over-quarter.
  • 10 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2019 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2019 was Millennium Management, an estimated $2.62M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2019 was Envestnet Asset Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q3 2019.