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First Trust Nasdaq Bank ETF

61 hedge funds and large institutions have $975M invested in First Trust Nasdaq Bank ETF in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 33 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 19

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more capital invested

Capital invested by funds: $958M → $975M (+$17.2M)

0% more funds holding

Funds holding: 6161 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.25% less ownership

Funds ownership: 91.9%89.65% (-2.2%)

Holders
61
Holders Change
Holders Change %
0%
% of All Funds
1.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
33
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DWA
26
Dorsey Wright & Associates
California
$1.7M -$106K -4,008 -6%
IH
27
IFC Holdings
Florida
$1.66M +$99.1K +3,765 +7%
EWA
28
EP Wealth Advisors
California
$1.52M -$1.62M -61,434 -53%
UBS Group
29
UBS Group
Switzerland
$1.51M +$567K +21,540 +65%
JP Morgan Chase
30
JP Morgan Chase
New York
$1.38M +$184K +7,004 +16%
SFI
31
SPC Financial Inc
Maryland
$1.36M +$15.7K +596 +1%
AG
32
Advisor Group
Arizona
$1.32M +$969K +36,788 +330%
MWM
33
MinichMacGregor Wealth Management
New York
$1.25M +$106K +4,016 +10%
BTS
34
BB&T Securities
Virginia
$1.24M -$45.1K -1,714 -4%
PFS
35
Prospera Financial Services
Texas
$1.11M +$39.4K +1,496 +4%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$1.11M +$34.7K +1,319 +3%
VF
37
Virtu Financial
New York
$1.05M +$26.2K +996 +3%
WI
38
Wintrust Investments
Illinois
$831K +$326K +12,383 +70%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$769K +$362K +13,752 +98%
FFS
40
Founders Financial Securities
Maryland
$713K -$14.7K -558 -2%
HI
41
Horizon Investments
North Carolina
$661K -$14.3K -542 -2%
BIG
42
Bellwether Investment Group
Tennessee
$504K +$20.4K +775 +4%
UCFA
43
United Capital Financial Advisors
Texas
$493K -$85.1K -3,230 -15%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$474K +$96.9K +3,678 +27%
FAAS
45
First Allied Advisory Services
California
$434K +$410K +15,576 New
SG
46
StoneX Group
New York
$390K +$64.8K +2,461 +21%
CWM
47
Cornerstone Wealth Management
Missouri
$298K +$22.4K +850 +9%
TSS
48
Two Sigma Securities
New York
$273K +$260K +9,866 New
HCIA
49
Hochman Cole Investment Advisors
Illinois
$272K -$109K -4,140 -30%
SI
50
Stephens Inc
Arkansas
$270K -$63.2K -2,400 -20%

FTXO Hedge Fund Activity: Q3 2017 in Review

61 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2017, worth a combined $975M — up 1.8% from $958M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FTXO positions and 4 closed out — a net gain of 1 holder — while 33 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.72M. The largest seller was First Trust Advisors, cutting an estimated $28.4M.

  • 61 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $975M of First Trust Nasdaq Bank ETF stock for Q3 2017, up 1.8% quarter-over-quarter.
  • 5 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2017 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2017 was Morgan Stanley, an estimated $6.72M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2017 was First Trust Advisors, an estimated $28.4M sold.

Based on aggregated 13F filings for Q3 2017.