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First Trust Senior Loan Fund ETF

174 hedge funds and large institutions have $870M invested in First Trust Senior Loan Fund ETF in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 58 increasing their positions, 76 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.99% more ownership

Funds ownership: 53.13%54.12% (+0.99%)

1% more capital invested

Capital invested by funds: $861M → $870M (+$8.29M)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

1% less funds holding

Funds holding: 176174 (-2)

24% less repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 76

Holders
174
Holders Change
-2
Holders Change %
-1.14%
% of All Funds
3.82%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
16
Increased
58
Reduced
76
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LI
76
LVZ Inc
Michigan
$1.3M -$16.1M -340,093 -93%
GIA
77
Gladstone Institutional Advisory
Florida
$1.25M -$197K -4,164 -14%
TLP
78
Trinity Legacy Partners
Texas
$1.22M -$3.24M -68,471 -73%
Ameriprise
79
Ameriprise
Minnesota
$1.19M -$3.83K -81 -0.3%
HIS
80
Harvest Investment Services
Illinois
$1.19M +$70.4K +1,487 +6%
MPWT
81
MassMutual Private Wealth & Trust
Connecticut
$1.19M -$254K -5,370 -18%
RFN
82
RDA Financial Network
Iowa
$1.16M +$32.6K +688 +3%
MCIM
83
Meadow Creek Investment Management
Georgia
$1.11M
APC
84
Aspire Private Capital
North Carolina
$1.06M +$3.79K +80 +0.4%
GWM
85
Geneos Wealth Management
Colorado
$1.01M -$49K -1,036 -5%
DADC
86
D.A. Davidson & Co
Montana
$1M +$11.8K +250 +1%
IA
87
IFG Advisory
Georgia
$948K +$947K +20,012 New
SCM
88
Smith Capital Management
Arkansas
$917K -$53.2K -1,125 -5%
MML Investors Services
89
MML Investors Services
Massachusetts
$915K -$648K -13,684 -41%
AIC
90
Ameritas Investment Company
Nebraska
$915K +$574K +12,139 +169%
SAM
91
Shamrock Asset Management
Texas
$857K -$67.8K -1,432 -7%
CFGS
92
Concourse Financial Group Securities
Alabama
$853K -$504K -10,653 -37%
RA
93
RFG Advisory
Alabama
$802K -$204K -4,308 -20%
BRWA
94
B. Riley Wealth Advisors
Florida
$765K +$24.6K +519 +3%
WI
95
Wintrust Investments
Illinois
$727K +$116K +2,442 +19%
DC
96
Davenport & Co
Virginia
$704K -$31.8K -672 -4%
CA
97
Cetera Advisors
Colorado
$691K +$48.9K +1,034 +8%
AFP
98
Ausdal Financial Partners
Iowa
$682K +$147K +3,102 +27%
NCM
99
Neumann Capital Management
California
$680K -$13.4K -283 -2%
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$676K -$72.4K -1,529 -10%

FTSL Hedge Fund Activity: Q3 2019 in Review

174 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q3 2019, worth a combined $870M — up 0.96% from $861M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FTSL and 16 opened new positions — a net loss of 1 holder — while 76 trimmed existing stakes and 58 added.

The largest buyer was Flaharty Asset Management, opening a new position worth an estimated $12.2M. The largest seller was LVZ Inc, cutting an estimated $16.1M.

  • 174 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q3 2019, down from 176 in Q2 2019.
  • Funds reported $870M of First Trust Senior Loan Fund ETF stock for Q3 2019, up 0.96% quarter-over-quarter.
  • 16 funds opened new First Trust Senior Loan Fund ETF positions in Q3 2019 and 17 closed out, a net change of -1 holder.
  • The largest First Trust Senior Loan Fund ETF buyer in Q3 2019 was Flaharty Asset Management, an estimated $12.2M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q3 2019 was LVZ Inc, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2019.