Smith Capital Management’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Smith Capital Management’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$794K	Sell	17,253 -1,084	-6%	-$50K	0.49%	40
2020 Q2	$827K	Sell	18,337 -515	-3%	-$23K	0.55%	36
2020 Q1	$788K	Hold	18,852	–	–	0.6%	34
2019 Q4	$903K	Sell	18,852 -500	-3%	-$23.7K	0.58%	38
2019 Q3	$917K	Sell	19,352 -1,125	-5%	-$53.2K	0.67%	33
2019 Q2	$965K	Hold	20,477	–	–	0.71%	32
2019 Q1	$964K	Sell	20,477 -5,217	-20%	-$246K	0.75%	31
2018 Q4	$1.17M	Buy	+25,694	New	+$1.22M	0.96%	24

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Welch & Forbes Boston, Massachusetts $7.73B AUM 14.94% 1-Year Est. Return

Smith Capital Management's FTSL Position: Q3 2020 in Review

Smith Capital Management reduced its First Trust Senior Loan Fund ETF (FTSL) stake by 5.9% in Q3 2020, selling an estimated $50K and leaving 17,253 shares worth $794K. The position accounts for 0.49% of the portfolio, ranked #40.

Smith Capital Management first reported a position in FTSL in Q4 2018 and has held it in 8 quarters since. The position peaked at $1.17M in Q4 2018. 178 funds tracked by Wall St. Rank hold FTSL as of Q3 2020.

Smith Capital Management held 17,253 shares of First Trust Senior Loan Fund ETF worth $794K as of Q3 2020.
Smith Capital Management sold 1,084 First Trust Senior Loan Fund ETF shares in Q3 2020, an estimated $50K.
First Trust Senior Loan Fund ETF made up 0.49% of Smith Capital Management's portfolio in Q3 2020, its #40 holding.
Smith Capital Management first reported a position in First Trust Senior Loan Fund ETF in Q4 2018 and has held it in 8 quarters since.
Smith Capital Management's First Trust Senior Loan Fund ETF position peaked at $1.17M in Q4 2018.
178 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2020.

Based on Smith Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.