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First Trust Senior Loan Fund ETF
FTSL

Overview Fund Activity

47 hedge funds and large institutions have $93.3M invested in First Trust Senior Loan Fund ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+6
Holders Change %
+14.63%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
20
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$7.95M
2
AA
Alesco Advisors
New York
$3.84M
3
First Trust Advisors
First Trust Advisors
Illinois
$3.33M
4
ACM
Argentus Capital Management
Texas
$2M
5
LPL Financial
LPL Financial
California
$4.27M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$24.8M
2
BTS
BB&T Securities
Virginia
$0
3
BCM
Bluefin Capital Management
New York
$2.45M
4
FIM
Freedom Investment Management
Connecticut
$0
5
IH
IFC Holdings
Florida
$1.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$353K +$353K +7,237 New
HFS
27
HL Financial Services
Kentucky
$325K +$45.5K +930 +16%
MFS
28
MSI Financial Services
Massachusetts
$212K +$3.27K +67 +2%
PTC
29
Private Trust Company
Ohio
$195K -$52.7K -1,080 -21%
BFEC
30
Benjamin F. Edwards & Company
Missouri
$185K +$33K +675 +22%
Wells Fargo
31
Wells Fargo
California
$150K +$150K +3,081 New
Ameriprise
32
Ameriprise
Minnesota
$148K +$145K +2,967 +4,239%
AIG
33
American International Group
New York
$142K -$7.33K -150 -5%
RIA
34
Regal Investment Advisors
Michigan
$103K +$49 +1 +0%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$95K +$4.93K +101 +5%
Deutsche Bank
36
Deutsche Bank
Germany
$61K +$3.18K +65 +5%
MAS
37
Madden Advisory Services
Florida
$49K +$49K +1,010 New
NES
38
New England Securities
New York
$34K – – –
ST
39
Smithfield Trust
Pennsylvania
$34K – – –
WA
40
WFG Advisors
Texas
$30K +$49 +1 +0.2%
DADC
41
D.A. Davidson & Co
Montana
$21K – – –
PAG
42
Private Advisor Group
New Jersey
$20K +$20K +400 New
US Bancorp
43
US Bancorp
Minnesota
$8K +$8K +163 New
NFG
44
Next Financial Group
Texas
$5K – – –
GSC
45
Ground Swell Capital
South Carolina
$4K +$4K +75 New
TRCT
46
Tower Research Capital (TRC)
New York
$2K -$23.5K -435 -92%
Citigroup
47
Citigroup
New York
$2K – – –
FIM
48
Freedom Investment Management
Connecticut
– -$1.55M -31,130 Closed
BTS
49
BB&T Securities
Virginia
– -$2.89M -5,800 Closed
I
50
IberiaBank
Louisiana
– -$234K -4,700 Closed
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