We are live on ! Find out more
FTSL icon

First Trust Senior Loan Fund ETF

47 hedge funds and large institutions have $93.3M invested in First Trust Senior Loan Fund ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

15% more funds holding

Funds holding: 4147 (+6)

5% more capital invested

Capital invested by funds: $88.8M → $93.3M (+$4.51M)

Holders
47
Holders Change
+6
Holders Change %
+14.63%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
20
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$353K +$358K +7,237 New
HFS
27
HL Financial Services
Kentucky
$325K +$46K +930 +16%
MFS
28
MSI Financial Services
Massachusetts
$212K +$3.31K +67 +2%
PTC
29
Private Trust Company
Ohio
$195K -$53.4K -1,080 -21%
BFEC
30
Benjamin F. Edwards & Company
Missouri
$185K +$33.4K +675 +22%
Wells Fargo
31
Wells Fargo
California
$150K +$152K +3,081 New
Ameriprise
32
Ameriprise
Minnesota
$148K +$147K +2,967 +4,239%
AIG
33
American International Group
New York
$142K -$7.42K -150 -5%
RIA
34
Regal Investment Advisors
Michigan
$103K +$49 +1 +0%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$95K +$5K +101 +5%
Deutsche Bank
36
Deutsche Bank
Germany
$61K +$3.22K +65 +5%
MAS
37
Madden Advisory Services
Florida
$49K +$50K +1,010 New
NES
38
New England Securities
New York
$34K
ST
39
Smithfield Trust
Pennsylvania
$34K
WA
40
WFG Advisors
Texas
$30K +$49 +1 +0.2%
DADC
41
D.A. Davidson & Co
Montana
$21K
PAG
42
Private Advisor Group
New Jersey
$20K +$19.8K +400 New
US Bancorp
43
US Bancorp
Minnesota
$8K +$8.06K +163 New
NFG
44
Next Financial Group
Texas
$5K
GSC
45
Ground Swell Capital
South Carolina
$4K +$3.71K +75 New
TRCT
46
Tower Research Capital (TRC)
New York
$2K -$21.5K -435 -92%
Citigroup
47
Citigroup
New York
$2K
FIM
48
Freedom Investment Management
Connecticut
-$1.55M -31,130 Closed
BTS
49
BB&T Securities
Virginia
-$2.89M -5,800 Closed
I
50
IberiaBank
Louisiana
-$234K -4,700 Closed

FTSL Hedge Fund Activity: Q3 2014 in Review

47 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q3 2014, worth a combined $93.3M — up 5.1% from $88.8M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTSL positions and 5 closed out — a net gain of 7 holders — while 20 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $4.61M. The largest seller was Morgan Stanley, cutting an estimated $4.57M.

  • 47 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q3 2014, up from 41 in Q2 2014.
  • Funds reported $93.3M of First Trust Senior Loan Fund ETF stock for Q3 2014, up 5.1% quarter-over-quarter.
  • 12 funds opened new First Trust Senior Loan Fund ETF positions in Q3 2014 and 5 closed out, a net change of +7 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q3 2014 was Bank of America, an estimated $4.61M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q3 2014 was Morgan Stanley, an estimated $4.57M sold.

Based on aggregated 13F filings for Q3 2014.