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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
AAP
201
Arax Advisory Partners
Colorado
$10.7K +$10.4K +124 New
AG
202
AmeriFlex Group
Nevada
$8.87K -$8.68K -103 -50%
KFI
203
Key Financial Inc
Pennsylvania
$3.96K – – –
SFG
204
Strive Financial Group
Indiana
$3.19K +$3.12K +37 New
LAS
205
Lloyd Advisory Services
Georgia
$3.11K +$3.03K +36 New
FHA
206
Flagship Harbor Advisors
Massachusetts
$1.64K +$1.6K +19 New
KFA
207
Kelleher Financial Advisors
New York
$861 – – –
TRCT
208
Tower Research Capital (TRC)
New York
$345 -$172K -2,048 -100%
KWS
209
Keystone Wealth Services
California
– -$865K -10,378 Closed
JWCA
210
J.W. Cole Advisors
Florida
– -$265K -3,178 Closed
NFSG
211
Newbridge Financial Services Group
Florida
– -$231K -2,777 Closed
EAM
212
Empirical Asset Management
Massachusetts
– -$214K -2,569 Closed
SWP
213
ShoreHaven Wealth Partners
New Jersey
– -$200K -2,403 Closed
ASN
214
Advisory Services Network
Georgia
– -$170K -2,040 Closed
GWSG
215
GPS Wealth Strategies Group
Colorado
– -$86.7K -1,040 Closed
OSAM
216
O'Shaughnessy Asset Management
Connecticut
– -$55.7K -668 Closed
CIR
217
Clear Investment Research
Georgia
– -$44.3K -531 Closed
MSG
218
Main Street Group
Virginia
– -$30K -360 Closed
WANY
219
Wealthspire Advisors (New York)
New York
– -$10.9K -131 Closed
ANBT
220
American National Bank & Trust
Texas
– -$6.58K -79 Closed
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