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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ST
101
Smithfield Trust
Pennsylvania
$31K – – –
PA
102
Parallel Advisors
California
$31K +$30.5K +603 New
CTC
103
Central Trust Company
Missouri
$29K – – –
CFA
104
Carroll Financial Associates
North Carolina
$25K – – –
Carson Wealth (CWM LLC)
105
Carson Wealth (CWM LLC)
Nebraska
$17K -$22.1K -437 -62%
RIA
106
Realta Investment Advisors
Delaware
$13K +$12.3K +243 New
FGAM
107
Financial Gravity Asset Management
Texas
$11K +$11K +217 New
GWM
108
Geneos Wealth Management
Colorado
$10K – – –
WEC
109
Winslow Evans & Crocker
Massachusetts
$8K – – –
CIAS
110
Capital Investment Advisory Services
North Carolina
$5K – – –
Fidelity Investments
111
Fidelity Investments
Massachusetts
$4K +$4.15K +82 New
HWM
112
Holloway Wealth Management
Florida
$1K – – –
CS
113
Credit Suisse
Switzerland
– -$8.18M -176,877 Closed
SB
114
Suntrust Banks
Georgia
– -$4.57M -89,834 Closed
PGA
115
Premia Global Advisors
Florida
– -$3.4M -73,775 Closed
Citadel Advisors
116
Citadel Advisors
Florida
– -$2.85M -61,598 Closed
Jane Street
117
Jane Street
New York
– -$1.14M -24,743 Closed
TRCT
118
Tower Research Capital (TRC)
New York
– -$997K -21,574 Closed
AIC
119
Ameritas Investment Company
Nebraska
– -$881K -19,065 Closed
GFPC
120
Global Financial Private Capital
Florida
– -$485K -10,488 Closed
UCFA
121
United Capital Financial Advisors
Texas
– -$381K -8,248 Closed
MOS
122
MGO One Seven
Ohio
– -$156K -3,389 Closed
W
123
WealthOne
New York
– -$81K -1,746 Closed
Bank of Montreal
124
Bank of Montreal
Ontario, Canada
– -$76K -1,640 Closed
NFG
125
Next Financial Group
Texas
– -$48K -1,048 Closed