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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KFI
226
Key Financial Inc
Pennsylvania
$4.45K – – –
KCM
227
Key Capital Management
Tennessee
$4.07K – – –
Q1WB
228
Quest 10 Wealth Builders
Virginia
$2.42K +$2.37K +25 New
KFA
229
Kelleher Financial Advisors
New York
$968 – – –
HWA
230
HHM Wealth Advisors
Tennessee
$968 +$947 +10 New
BNP Paribas Financial Markets
231
BNP Paribas Financial Markets
France
– -$4.62M -50,000 Closed
IAA
232
Independent Advisor Alliance
North Carolina
– -$3.67M -39,710 Closed
PEWA
233
Pacific Excel Wealth Advisors
California
– -$1.49M -16,139 Closed
FTUS
234
Flow Traders U.S.
New York
– -$701K -7,596 Closed
CIS
235
Custom Index Systems
New York
– -$386K -4,182 Closed
PFGIA
236
Patriot Financial Group Insurance Agency
Massachusetts
– -$350K -3,786 Closed
ITG
237
Index Technologies Group
New York
– -$317K -3,438 Closed
WAP
238
Wealthcare Advisory Partners
Pennsylvania
– -$266K -2,880 Closed
TSS
239
Two Sigma Securities
New York
– -$201K -2,173 Closed
MCM
240
MAI Capital Management
Ohio
– -$196K -2,120 Closed
SIS
241
Sound Income Strategies
Florida
– -$143K -1,548 Closed
BOJHT
242
Bank of Jackson Hole Trust
Wyoming
– -$137K -1,485 Closed
ASN
243
Advisory Services Network
Georgia
– -$120K -1,298 Closed
CIR
244
Clear Investment Research
Georgia
– -$49.6K -537 Closed
Citigroup
245
Citigroup
New York
– -$21K -227 Closed