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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
101
CoreCap Advisors
Michigan
$96.7K +$5.81K +57 +7%
US Bancorp
102
US Bancorp
Minnesota
$76.4K -$52.4K -514 -43%
AF
103
Allworth Financial
California
$62.1K -$18.7K -183 -25%
SEP
104
Signature Equity Partners
Ohio
$60.4K – – –
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$53.4K – – –
OSAM
106
O'Shaughnessy Asset Management
Connecticut
$49.3K -$34.5K -338 -43%
GI
107
GAMMA Investing
California
$49.3K – – –
HWA
108
HHM Wealth Advisors
Tennessee
$44.8K – – –
CPBTD
109
Central Pacific Bank - Trust Division
Hawaii
$44.3K +$40.8K +400 New
MB
110
MidFirst Bank
Oklahoma
$43.7K – – –
GCM
111
Gunpowder Capital Management
Maryland
$24.4K – – –
PMFA
112
Plante Moran Financial Advisors
Michigan
$23.7K +$21.8K +214 New
Fidelity Investments
113
Fidelity Investments
Massachusetts
$19.3K +$2.65K +26 +18%
AssetMark Inc
114
AssetMark Inc
California
$17.6K +$13.4K +131 +468%
MA
115
MCF Advisors
Kentucky
$17.2K +$15.8K +155 New
IA
116
IFG Advisory
Georgia
$16K +$14.7K +144 New
FMII
117
Farmers & Merchants Investments Inc
Nebraska
$15.2K – – –
TRCT
118
Tower Research Capital (TRC)
New York
$11.9K -$105K -1,034 -91%
GCM
119
Gables Capital Management
Florida
$8.31K – – –
NS
120
NBC Securities
Alabama
$8.31K – – –
CJ
121
Caitlin John
Michigan
$7.87K – – –
MWA
122
Medallion Wealth Advisors
Connecticut
$5.54K – – –
UBS AM
123
UBS AM
Illinois
$4.32K – – –
ACA
124
Aptus Capital Advisors
Alabama
$2.99K +$2.75K +27 New
PA
125
Parallel Advisors
California
$2.44K -$612 -6 -21%