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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
51
Thrivent Financial for Lutherans
Minnesota
$387K
GVAG
52
Great Valley Advisor Group
Delaware
$371K +$337K +7,754 New
Jane Street
53
Jane Street
New York
$363K +$330K +7,585 New
CWS
54
Cypress Wealth Services
California
$349K +$318K +7,306 New
KWM
55
Kingsview Wealth Management
Oregon
$278K +$253K +5,825 New
1W
56
1776 Wealth
Georgia
$274K -$199K -4,567 -44%
WIA
57
Wealthstreet Investment Advisors
Texas
$263K
AWM
58
AE Wealth Management
Kansas
$247K +$225K +5,163 New
TRCT
59
Tower Research Capital (TRC)
New York
$244K -$270K -6,204 -55%
Goldman Sachs
60
Goldman Sachs
New York
$239K +$218K +5,000 New
Truist Financial
61
Truist Financial
North Carolina
$237K -$113K -2,603 -34%
SS
62
Simplicity Solutions
Minnesota
$232K +$212K +4,863 New
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$229K
LFAS
64
Level Four Advisory Services
Texas
$221K +$199K +4,575 New
NWP
65
Northstar Wealth Partners
Connecticut
$221K +$202K +4,640 New
ASN
66
Advisory Services Network
Georgia
$200K +$2.79K +64 +2%
CFGS
67
Concourse Financial Group Securities
Alabama
$197K +$5.22K +120 +3%
QCG
68
Quadrant Capital Group
Ohio
$187K +$170K +3,910 New
CF
69
Centaurus Financial
California
$158K +$144K +3,305 New
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$154K -$88.7K -2,038 -39%
JAWM
71
J. Arnold Wealth Management
Ohio
$143K +$130K +2,995 New
GWM
72
Geneos Wealth Management
Colorado
$130K
Citigroup
73
Citigroup
New York
$92K +$22.5K +518 +37%
WEC
74
Winslow Evans & Crocker
Massachusetts
$84K -$44 -1 -0.1%
SFS
75
Sowell Financial Services
Arkansas
$51K +$11.8K +272 +34%