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First Trust Water ETF
FIW

Overview Fund Activity

48 hedge funds and large institutions have $96.7M invested in First Trust Water ETF in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
13
Closed
3
Calls
–
Puts
$1.51M
Net Calls
-$1.51M
Net Calls Change
-$532K

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.04M
2
Bank of America
Bank of America
North Carolina
+$2.89M
3
TAM
Tocqueville Asset Management
New York
+$963K
4
Comerica Bank
Comerica Bank
Texas
+$708K
5
OC
Oppenheimer & Co
New York
+$268K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.7M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.03M
3
Ameriprise
Ameriprise
Minnesota
-$603K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$316K
5
Jane Street
Jane Street
New York
-$311K
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
26
Cetera Advisor Networks
California
$244K +$11.8K +350 +5%
HFS
27
HL Financial Services
Kentucky
$234K +$2.49K +74 +1%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$168K -$316K -9,363 -65%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$113K – – –
NPC
30
National Planning Corporation
California
$106K +$106K +3,292 New
Citigroup
31
Citigroup
New York
$62K -$440 -13 -0.7%
ASN
32
Advisory Services Network
Georgia
$44K +$44K +1,400 New
WEC
33
Winslow Evans & Crocker
Massachusetts
$43.8K – – –
FANJ
34
Financial Architects (New Jersey)
New Jersey
$37K – – –
WA
35
WFG Advisors
Texas
$27K +$10.4K +311 +62%
GT
36
Glenmede Trust
Pennsylvania
$23K – – –
US Bancorp
37
US Bancorp
Minnesota
$15K -$8.5K -255 -36%
MA
38
MUFG Americas
New York
$13K – – –
S
39
SignatureFD
Georgia
$11K +$11K +328 New
RMAM
40
Raab & Moskowitz Asset Management
New Jersey
$10K +$10K +299 New
AIG
41
American International Group
New York
$8.77K -$10.1K -300 -54%
NFG
42
Next Financial Group
Texas
$8K -$45.2K -1,414 -85%
TIM
43
Tortoise Investment Management
New York
$7K – – –
MFS
44
MSI Financial Services
Massachusetts
$3K – – –
Creative Planning
45
Creative Planning
Kansas
$3K – – –
BRWA
46
B. Riley Wealth Advisors
Florida
$337 +$22 +652 +7%
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$244 +$244 +7,249 New
Jane Street
48
Jane Street
New York
– -$311K -9,785 Closed
Stifel Financial
49
Stifel Financial
Missouri
– -$278K -8,743 Closed
IFWM
50
Institute for Wealth Management
Colorado
– -$8K -234 Closed
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