National Planning Corporation’s First Trust Water ETF FIW Stock Holding History

National Planning Corporation’s Portfolio FIW Stock Details FIW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-3,292	Closed	-$106K	–	1126
2014 Q4	$106K	Buy	+3,292	New	+$108K	0.01%	899

Other funds holding FIW

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $7.56B AUM 44.87% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.18% 1-Year Est. Return

National Planning Corporation's FIW Position: Q1 2015 in Review

National Planning Corporation sold out of First Trust Water ETF (FIW) in Q1 2015, closing a stake of 3,292 shares — an estimated $106K sold.

National Planning Corporation first reported a position in FIW in Q4 2014 and held it in 1 quarter. The position peaked at $106K in Q4 2014. 45 funds tracked by Wall St. Rank hold FIW as of Q1 2015.

National Planning Corporation reported no remaining First Trust Water ETF position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 3,292 First Trust Water ETF shares in Q1 2015, an estimated $106K.
National Planning Corporation first reported a position in First Trust Water ETF in Q4 2014 and held it in 1 quarter.
National Planning Corporation's First Trust Water ETF position peaked at $106K in Q4 2014.
45 funds tracked by Wall St. Rank held First Trust Water ETF as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.