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First Trust Large Cap Core AlphaDEX Fund

129 hedge funds and large institutions have $870M invested in First Trust Large Cap Core AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 50 increasing their positions, 48 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

4% more funds holding

Funds holding: 124129 (+5)

4% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 48

3% more capital invested

Capital invested by funds: $845M → $870M (+$24.3M)

0.22% more ownership

Funds ownership: 56.12%56.33% (+0.22%)

Holders
129
Holders Change
+5
Holders Change %
+4.03%
% of All Funds
3.22%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.2%
New
19
Increased
50
Reduced
48
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
26
Shamrock Asset Management
Texas
$6.97M -$222K -4,232 -3%
PFA
27
Pinnacle Family Advisors
Missouri
$6.91M +$6.47M +123,557 +1,906%
Stifel Financial
28
Stifel Financial
Missouri
$6.84M +$726K +13,856 +12%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$5.74M +$1.03M +19,760 +22%
IH
30
IFC Holdings
Florida
$5.39M +$219K +4,185 +4%
DWA
31
Dorsey Wright & Associates
California
$4.94M +$4.86M +92,883 New
BTS
32
BB&T Securities
Virginia
$4.82M +$117K +2,229 +3%
SIM
33
SSI Investment Management
California
$4.73M +$314K +6,000 +7%
FAAS
34
First Allied Advisory Services
California
$4.49M +$1.59M +30,445 +56%
CS
35
Credit Suisse
Switzerland
$4.45M +$3.48M +66,442 +384%
AWM
36
AE Wealth Management
Kansas
$4.14M -$2.35M -44,831 -37%
CCA
37
Clearwater Capital Advisors
Illinois
$4.06M -$283K -5,410 -7%
LPT
38
Legacy Private Trust
Wisconsin
$4M -$889K -16,974 -18%
VFA
39
Voya Financial Advisors
Connecticut
$3.89M -$132K -2,526 -3%
CAN
40
Cetera Advisor Networks
California
$3.85M +$200K +3,817 +6%
JP Morgan Chase
41
JP Morgan Chase
New York
$3.77M -$218K -4,171 -6%
SS
42
Simplicity Solutions
Minnesota
$3.75M -$2.26M -43,189 -38%
FA
43
FDx Advisors
Illinois
$3.43M -$393K -7,495 -10%
SI
44
SII Investments
Wisconsin
$2.89M -$22K -420 -0.8%
Cetera Investment Advisers
45
Cetera Investment Advisers
Illinois
$2.49M -$148K -2,831 -6%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$2.44M +$1.96M +37,503 +444%
SFWA
47
Summit Financial Wealth Advisors
Louisiana
$2.4M -$646K -12,332 -21%
US Bancorp
48
US Bancorp
Minnesota
$2.39M +$206K +3,937 +10%
PAG
49
Private Advisor Group
New Jersey
$1.97M +$42.9K +819 +2%
Ameriprise
50
Ameriprise
Minnesota
$1.83M -$2.05M -39,160 -54%

FEX Hedge Fund Activity: Q2 2017 in Review

129 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q2 2017, worth a combined $870M — up 2.9% from $845M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FEX positions and 13 closed out — a net gain of 6 holders — while 50 added to existing stakes and 48 trimmed.

The largest buyer was Arrow Investment Advisors, opening a new position worth an estimated $19.6M. The largest seller was Astor Investment Management, cutting an estimated $24.8M.

  • 129 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q2 2017, up from 124 in Q1 2017.
  • Funds reported $870M of First Trust Large Cap Core AlphaDEX Fund stock for Q2 2017, up 2.9% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q2 2017 and 13 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q2 2017 was Arrow Investment Advisors, an estimated $19.6M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q2 2017 was Astor Investment Management, an estimated $24.8M sold.

Based on aggregated 13F filings for Q2 2017.