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First Trust Emerging Markets AlphaDEX Fund

107 hedge funds and large institutions have $289M invested in First Trust Emerging Markets AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 30 increasing their positions, 60 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.05% less ownership

Funds ownership: 64.56%58.51% (-6.1%)

12% less funds holding

Funds holding: 121107 (-14)

18% less capital invested

Capital invested by funds: $353M → $289M (-$63.2M)

50% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 60

72% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 18

Holders
107
Holders Change
-14
Holders Change %
-11.57%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
30
Reduced
60
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RFWA
51
RPg Family Wealth Advisory
Massachusetts
$554K
CA
52
Claro Advisors
Massachusetts
$547K +$8.76K +319 +2%
RG
53
Rathbones Group
United Kingdom
$508K -$7.55K -275 -1%
AFM
54
Andesa Financial Management
Pennsylvania
$500K -$1.01M -36,864 -67%
Koshinski Asset Management
55
Koshinski Asset Management
Illinois
$443K +$196K +7,150 +77%
SWM
56
Spire Wealth Management
Virginia
$441K +$204K +7,418 +83%
PA
57
Pinnacle Associates
New York
$433K -$20.3K -740 -4%
SCA
58
Snowden Capital Advisors
New York
$403K -$16.7K -609 -4%
IA
59
IFG Advisory
Georgia
$388K +$3.43K +125 +0.9%
CCA
60
Clearwater Capital Advisors
Illinois
$384K
US Bancorp
61
US Bancorp
Minnesota
$374K +$21.1K +768 +6%
CWA
62
Clarus Wealth Advisors
Arizona
$373K -$7.5K -273 -2%
HighTower Advisors
63
HighTower Advisors
Illinois
$366K +$5.55K +202 +2%
EW
64
Element Wealth
Mississippi
$355K +$137 +5 +0%
WCFA
65
Walkner Condon Financial Advisors
Wisconsin
$343K -$195K -7,093 -36%
AWM
66
AE Wealth Management
Kansas
$339K -$6.45K -235 -2%
FTUS
67
Flow Traders U.S.
New York
$336K -$776K -28,251 -69%
HCIA
68
Hochman Cole Investment Advisors
Illinois
$312K -$186K -6,775 -37%
FA
69
Flagstar Advisors
New York
$306K +$312K +11,371 New
FWM
70
Frontier Wealth Management
Missouri
$295K -$179K -6,501 -37%
Truist Financial
71
Truist Financial
North Carolina
$286K -$1.26K -46 -0.4%
PFA
72
Pinnacle Family Advisors
Missouri
$279K -$207K -7,529 -42%
HWM
73
Holloway Wealth Management
Florida
$257K
VF
74
Virtu Financial
New York
$246K +$251K +9,138 New
WP
75
WealthSource Partners
California
$237K -$11.1K -403 -4%

FEM Hedge Fund Activity: Q3 2021 in Review

107 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2021, worth a combined $289M — down 18% from $353M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FEM and 5 opened new positions — a net loss of 13 holders — while 60 trimmed existing stakes and 30 added.

The largest buyer was MML Investors Services, adding an estimated $2.54M. The largest seller was Wells Fargo, cutting an estimated $9.61M.

  • 107 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2021, down from 121 in Q2 2021.
  • Funds reported $289M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2021, down 18% quarter-over-quarter.
  • 5 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2021 and 18 closed out, a net change of -13 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2021 was MML Investors Services, an estimated $2.54M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2021 was Wells Fargo, an estimated $9.61M sold.

Based on aggregated 13F filings for Q3 2021.