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First Trust Emerging Markets AlphaDEX Fund

118 hedge funds and large institutions have $313M invested in First Trust Emerging Markets AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

58% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 33

9% more capital invested

Capital invested by funds: $287M → $313M (+$26.5M)

6% more funds holding

Funds holding: 111118 (+7)

2.19% less ownership

Funds ownership: 64.86%62.68% (-2.2%)

Holders
118
Holders Change
+7
Holders Change %
+6.31%
% of All Funds
2.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
52
Reduced
33
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$1.84M +$374K +14,091 +25%
CAN
27
Cetera Advisor Networks
California
$1.8M +$612K +23,067 +51%
WI
28
Wintrust Investments
Illinois
$1.78M -$495K -18,668 -22%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$1.45M +$214K +8,071 +17%
CFGS
30
Concourse Financial Group Securities
Alabama
$1.39M +$74.8K +2,821 +6%
DADC
31
D.A. Davidson & Co
Montana
$1.29M +$42.7K +1,612 +3%
CBFP
32
Cedar Brook Financial Partners
Ohio
$1.28M -$9.02K -340 -0.7%
SPIA
33
Steward Partners Investment Advisory
New York
$1.24M
KWM
34
Kingsview Wealth Management
Oregon
$1.22M +$428K +16,147 +55%
AFM
35
Andesa Financial Management
Pennsylvania
$1.21M +$1.21M +45,738 New
SAM
36
SignalPoint Asset Management
Missouri
$1.2M +$15.9K +599 +1%
HI
37
Harbour Investments
Wisconsin
$1.11M +$1.11M +41,925 New
CPIG
38
Chicago Partners Investment Group
Illinois
$1.1M +$45K +1,698 +4%
KAS
39
Kestra Advisory Services
Texas
$948K +$156K +5,896 +20%
CA
40
Crumly & Associates
Illinois
$935K -$106K -4,008 -10%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$934K -$105K -3,959 -10%
MA
42
Mutual Advisors
Nebraska
$819K +$5.41K +204 +0.7%
EWM
43
EPG Wealth Management
Georgia
$700K -$2.1M -79,335 -75%
First Trust Advisors
44
First Trust Advisors
Illinois
$699K +$37.3K +1,406 +6%
CS
45
Comerica Securities
Michigan
$680K -$228K -8,584 -25%
CWM
46
Cornerstone Wealth Management
Missouri
$668K +$130K +4,893 +24%
CCM
47
Chiron Capital Management
Florida
$654K -$32.3K -1,218 -5%
AW
48
ACG Wealth
Georgia
$646K -$566K -21,356 -47%
RG
49
Rathbones Group
United Kingdom
$608K -$49.3K -1,858 -7%
WP
50
WealthPLAN Partners
Nebraska
$600K +$578K +21,810 New

FEM Hedge Fund Activity: Q1 2021 in Review

118 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q1 2021, worth a combined $313M — up 9.2% from $287M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FEM positions and 9 closed out — a net gain of 11 holders — while 52 added to existing stakes and 33 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $8.99M. The largest seller was American Financial Advisors, cutting an estimated $19.6M.

  • 118 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q1 2021, up from 111 in Q4 2020.
  • Funds reported $313M of First Trust Emerging Markets AlphaDEX Fund stock for Q1 2021, up 9.2% quarter-over-quarter.
  • 20 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q1 2021 and 9 closed out, a net change of +11 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q1 2021 was Citadel Advisors, an estimated $8.99M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q1 2021 was American Financial Advisors, an estimated $19.6M sold.

Based on aggregated 13F filings for Q1 2021.