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First Trust Emerging Markets AlphaDEX Fund

57 hedge funds and large institutions have $134M invested in First Trust Emerging Markets AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 10

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

52% more capital invested

Capital invested by funds: $88M → $134M (+$45.6M)

20.76% more ownership

Funds ownership: 59.69%80.45% (+21%)

6% more funds holding

Funds holding: 5457 (+3)

Holders
57
Holders Change
+3
Holders Change %
+5.56%
% of All Funds
1.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
31
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$880K +$1.01K +45 +0.1%
Citadel Advisors
27
Citadel Advisors
Florida
$753K +$736K +32,888 New
CS
28
Comerica Securities
Michigan
$701K +$685K +30,618 New
EWM
29
Empirical Wealth Management
Washington
$648K -$16.8K -750 -3%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$628K +$88.4K +3,952 +17%
FWM
31
Frontier Wealth Management
Missouri
$598K +$31.9K +1,425 +6%
RPG
32
Risk Paradigm Group
Texas
$576K -$17.7K -793 -3%
Stifel Financial
33
Stifel Financial
Missouri
$538K +$108K +4,827 +26%
PAG
34
Private Advisory Group
Washington
$525K +$514K +22,971 New
NA
35
Navellier & Associates
Nevada
$450K +$140K +6,245 +47%
CWM
36
Cornerstone Wealth Management
Missouri
$450K +$435K +19,462 New
WA
37
WFG Advisors
Texas
$441K +$165K +7,367 +62%
JIP
38
Jaffetilchin Investment Partners
Florida
$428K +$90.4K +4,041 +28%
M&T Bank
39
M&T Bank
New York
$347K -$9.6K -429 -3%
GS
40
Girard Securities
California
$281K +$37.6K +1,680 +16%
DADC
41
D.A. Davidson & Co
Montana
$200K -$38.6K -1,725 -16%
CPIG
42
Chicago Partners Investment Group
Illinois
$194K +$17.1K +762 +10%
AG
43
Advisor Group
Arizona
$178K +$44.7K +1,999 +35%
Citigroup
44
Citigroup
New York
$106K -$54K -2,415 -34%
RFWA
45
RPg Family Wealth Advisory
Massachusetts
$73.7K +$49.3K +2,204 +217%
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$48K -$13.5K -603 -22%
WEC
47
Winslow Evans & Crocker
Massachusetts
$45.8K -$1.79K -80 -4%
Creative Planning
48
Creative Planning
Kansas
$40K +$21.9K +978 +127%
MA
49
MCF Advisors
Kentucky
$38K +$37.3K +1,668 New
IA
50
IFP Advisors
Florida
$35K -$5.15K -230 -13%

FEM Hedge Fund Activity: Q1 2017 in Review

57 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q1 2017, worth a combined $134M — up 52% from $88M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FEM positions and 6 closed out — a net gain of 4 holders — while 31 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.4M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $913K sold.

  • 57 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q1 2017, up from 54 in Q4 2016.
  • Funds reported $134M of First Trust Emerging Markets AlphaDEX Fund stock for Q1 2017, up 52% quarter-over-quarter.
  • 10 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q1 2017 and 6 closed out, a net change of +4 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q1 2017 was Morgan Stanley, an estimated $10.4M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q1 2017 was Cambridge Investment Research Advisors, an estimated $913K sold.

Based on aggregated 13F filings for Q1 2017.