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Fidus Investment
FDUS

Overview Fund Activity

56 hedge funds and large institutions have $70.6M invested in Fidus Investment in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
26
Reduced
8
Closed
5
Calls
$239K
Puts
$806K
Net Calls
-$567K
Net Calls Change
-$1.37M

Top Buyers

1
AM
1
Ares Management
California
$4.85M
2
AAM
2
Advisors Asset Management
Colorado
$7.6M
3
MC
3
Muzinich & Co
New York
$2.69M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.63M
5
RJA
5
Raymond James & Associates
Florida
$12.5M

Top Sellers

1
WFI
1
West Family Investments
California
$4.72M
2
BCM
2
Buckhead Capital Management
Georgia
$2.69M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$5.59M
4
VKH
4
Virtu KCG Holdings
New York
$0
5
PFS
5
Prospera Financial Services
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
26
First Allied Advisory Services
California
$266K -$4.65K -295 -2%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$264K +$264K +16,757 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$260K +$4.99K +317 +2%
DTL
29
Dynamic Technology Lab
Singapore
$212K +$212K +13,479 New
BFA
30
Bragg Financial Advisors
North Carolina
$205K – – –
KC
31
Kingfisher Capital
North Carolina
$205K – – –
TSS
32
Two Sigma Securities
New York
$204K +$204K +12,979 New
Goldman Sachs
33
Goldman Sachs
New York
$194K +$194K +12,344 New
OIA
34
Optimum Investment Advisors
Illinois
$177K +$177K +11,265 New
Citigroup
35
Citigroup
New York
$156K +$583 +37 +0.4%
BBHC
36
Brown Brothers Harriman & Co
New York
$131K – – –
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$118K -$33.1K -2,100 -22%
MFW
38
Mosaic Family Wealth
Missouri
$113K – – –
CFA
39
Carroll Financial Associates
North Carolina
$93K +$7.8K +500 +9%
Wells Fargo
40
Wells Fargo
California
$62K +$22.8K +1,445 +58%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$32K – – –
Bank of America
42
Bank of America
North Carolina
$28K +$3.04K +195 +12%
Barclays
43
Barclays
United Kingdom
$27K +$27K +1,710 New
AG
44
Advisor Group
Arizona
$24K – – –
AIM
45
Acrospire Investment Management
Illinois
$24K +$24K +1,545 New
PAM
46
Panagora Asset Management
Massachusetts
$22K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$16K +$16K +1,060 New
MFS
48
MSI Financial Services
Massachusetts
$10K +$10K +660 New
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$7.25K +459 +414%
CG
50
Cutler Group
California
$9K +$7.5K +500 +500%
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