Mosaic Family Wealth’s Fidus Investment FDUS Stock Holding History

Mosaic Family Wealth’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,177	Closed	-$115K	–	753
2017 Q3	$115K	Hold	7,177	–	–	0.04%	248
2017 Q2	$121K	Hold	7,177	–	–	0.05%	240
2017 Q1	$126K	Hold	7,177	–	–	0.05%	236
2016 Q4	$113K	Hold	7,177	–	–	0.05%	245
2016 Q3	$113K	Hold	7,177	–	–	0.05%	243
2016 Q2	$110K	Hold	7,177	–	–	0.05%	240
2016 Q1	$111K	Hold	7,177	–	–	0.05%	213
2015 Q4	$98K	Buy	+7,177	New	+$100K	0.04%	228

Other funds holding FDUS

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Novare Capital Management Charlotte, North Carolina $1.26B AUM 20.28% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return