Two Sigma Securities’s Fidus Investment FDUS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-13,367	Closed	-$225K	–	960
2017 Q2	$225K	Buy	+13,367	New	+$225K	0.04%	492
2016 Q4	–	Sell	-12,979	Closed	-$204K	–	779
2016 Q3	$204K	Buy	+12,979	New	+$204K	0.07%	444