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Fidus Investment
FDUS

52 hedge funds and large institutions have $59.6M invested in Fidus Investment in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

398% more call options, than puts

Call options by funds: $1M | Put options by funds: $202K

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

133% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 9

16% more funds holding

Funds holding: 45 → 52 (+7)

15% more capital invested

Capital invested by funds: $52M → $59.6M (+$7.61M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
52
Holders Change
+7
Holders Change %
+15.56%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
21
Reduced
9
Closed
3
Calls
$1M
Puts
$202K
Net Calls
+$803K
Net Calls Change
+$430K

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$1.97M
2
AAM
Advisors Asset Management
Colorado
+$1.42M
3
Two Sigma Investments
Two Sigma Investments
New York
+$873K
4
WFI
West Family Investments
California
+$799K
5
UBS Group
UBS Group
Switzerland
+$769K

Top Sellers

1
BCM
Buckhead Capital Management
Georgia
-$501K
2
YMRC
Yorktown Management & Research Company
Virginia
-$307K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$293K
4
BTS
BB&T Securities
Virginia
-$198K
5
Morgan Stanley
Morgan Stanley
New York
-$116K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
26
Raymond James Trust
Florida
$287K +$16.3K +1,066 +6%
FAAS
27
First Allied Advisory Services
California
$263K +$263K +17,185 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$247K +$4.95K +323 +2%
KC
29
Kingfisher Capital
North Carolina
$199K -$9.53K -622 -5%
BFA
30
Bragg Financial Advisors
North Carolina
$199K – – –
VKH
31
Virtu KCG Holdings
New York
$183K +$184K +11,998 New
PFS
32
Prospera Financial Services
Texas
$154K +$154K +10,055 New
Citigroup
33
Citigroup
New York
$151K +$28.8K +1,877 +23%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$147K +$21.2K +1,380 +17%
BBHC
35
Brown Brothers Harriman & Co
New York
$127K – – –
MFW
36
Mosaic Family Wealth
Missouri
$110K – – –
CFA
37
Carroll Financial Associates
North Carolina
$83K – – –
ST
38
Spot Trading
Illinois
$50K +$49.8K +3,252 New
Wells Fargo
39
Wells Fargo
California
$38K +$11.3K +737 +42%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$31K +$30.7K +2,000 New
AIM
41
Arcadia Investment Management
Michigan
$25K +$24.8K +1,620 New
Bank of America
42
Bank of America
North Carolina
$24K -$73.6K -4,800 -75%
AG
43
Advisor Group
Arizona
$23K +$23.2K +1,516 New
PAM
44
Panagora Asset Management
Massachusetts
$21K – – –
Deutsche Bank
45
Deutsche Bank
Germany
$12K +$11.7K +766 +1,563%
Creative Planning
46
Creative Planning
Kansas
$3K – – –
HR
47
Howe & Rusling
New York
$3K – – –
PCM
48
Penserra Capital Management
California
$3K – – –
WAM
49
Wealthspire Advisors (Maryland)
Maryland
$2K +$61 +4 +3%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K +$1.7K +111 New
1
2
3

FDUS Hedge Fund Activity: Q2 2016 in Review

52 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q2 2016, worth a combined $59.6M — up 15% from $52M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FDUS positions and 3 closed out — a net gain of 7 holders — while 21 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.97M. The largest seller was Buckhead Capital Management, cutting an estimated $501K.

  • 52 institutional investors held Fidus Investment (FDUS) as of Q2 2016, up from 45 in Q1 2016.
  • Funds reported $59.6M of Fidus Investment stock for Q2 2016, up 15% quarter-over-quarter.
  • 10 funds opened new Fidus Investment positions in Q2 2016 and 3 closed out, a net change of +7 holders.
  • The largest Fidus Investment buyer in Q2 2016 was Raymond James & Associates, an estimated $1.97M added.
  • The largest Fidus Investment seller in Q2 2016 was Buckhead Capital Management, an estimated $501K sold.

Based on aggregated 13F filings for Q2 2016.