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Fidus Investment
FDUS

Overview Fund Activity

52 hedge funds and large institutions have $59.6M invested in Fidus Investment in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+7
Holders Change %
+15.56%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
21
Reduced
9
Closed
3
Calls
$1.01M
Puts
$202K
Net Calls
+$803K
Net Calls Change
+$430K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.7M
2
AAM
2
Advisors Asset Management
Colorado
$6.2M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.23M
4
WFI
4
West Family Investments
California
$4.57M
5
UBS Group
5
UBS Group
Switzerland
$5.11M

Top Sellers

1
BCM
1
Buckhead Capital Management
Georgia
$2.97M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$5.73M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$0
4
BTS
4
BB&T Securities
Virginia
$798K
5
Morgan Stanley
5
Morgan Stanley
New York
$787K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJT
26
Raymond James Trust
Florida
$287K +$16.3K +1,066 +6%
FAAS
27
First Allied Advisory Services
California
$263K +$263K +17,185 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$247K +$4.93K +323 +2%
KC
29
Kingfisher Capital
North Carolina
$199K -$9.51K -622 -5%
BFA
30
Bragg Financial Advisors
North Carolina
$199K – – –
VKH
31
Virtu KCG Holdings
New York
$183K +$183K +11,998 New
PFS
32
Prospera Financial Services
Texas
$154K +$154K +10,055 New
Citigroup
33
Citigroup
New York
$151K +$28.7K +1,877 +23%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$147K +$21.1K +1,380 +17%
BBHC
35
Brown Brothers Harriman & Co
New York
$127K – – –
MFW
36
Mosaic Family Wealth
Missouri
$110K – – –
CFA
37
Carroll Financial Associates
North Carolina
$83K – – –
ST
38
Spot Trading
Illinois
$50K +$50K +3,252 New
Wells Fargo
39
Wells Fargo
California
$38K +$11.3K +737 +42%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$31K +$31K +2,000 New
AIM
41
Arcadia Investment Management
Michigan
$25K +$25K +1,620 New
Bank of America
42
Bank of America
North Carolina
$24K -$72K -4,800 -75%
AG
43
Advisor Group
Arizona
$23K +$23K +1,516 New
PAM
44
Panagora Asset Management
Massachusetts
$21K – – –
Deutsche Bank
45
Deutsche Bank
Germany
$12K +$11.3K +766 +1,563%
Creative Planning
46
Creative Planning
Kansas
$3K – – –
PCM
47
Penserra Capital Management
California
$3K – – –
HR
48
Howe & Rusling
New York
$3K – – –
WAM
49
Wealthspire Advisors (Maryland)
Maryland
$2K +$51 +4 +3%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K +$2K +111 New
1
2
3