Penserra Capital Management’s Fidus Investment FDUS Stock Holding History

Penserra Capital Management’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-312	Closed	-$5K	–	449
2017 Q3	$5K	Sell	312 -33	-10%	-$542	﹤0.01%	468
2017 Q2	$5K	Buy	345 +31	+10%	+$535	﹤0.01%	469
2017 Q1	$5K	Buy	314 +12	+4%	+$199	﹤0.01%	494
2016 Q4	$4K	Buy	302 +33	+12%	+$524	﹤0.01%	856
2016 Q3	$4K	Buy	269 +98	+57%	+$1.55K	﹤0.01%	885
2016 Q2	$3K	Hold	171	–	–	﹤0.01%	916
2016 Q1	$2	Sell	171 -12	-7%	-$166	﹤0.01%	934
2015 Q4	$3K	Buy	+183	New	+$2.56K	﹤0.01%	921

Other funds holding FDUS

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Novare Capital Management Charlotte, North Carolina $1.26B AUM 20.28% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return